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Exploring the FCA extension of individual rules of conduct to all directors

Exploring the FCA extension of individual rules of conduct to all directors
Published on: 30 May 2017
Published by: LexisPSL
  • Exploring the FCA extension of individual rules of conduct to all directors
  • Original news
  • What is the background to this policy statement?
  • What do you think the key points are that firms need to be aware of?
  • To what extent does this final policy statement address industry concerns?
  • Do firms need to take any action now?
  • What are the take-away points for advisers advising clients?

Article summary

Financial Services analysis: The Financial Conduct Authority (FCA) is extending the application of its code of conduct sourcebook (COCON) to standard non-executive directors (NEDs). Marcus Bonnell, regulatory counsel at RPC, looks at the key elements of the policy statement. or take a trial to read the full analysis.

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