Negligence & PII

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Negligence & PII content

Q&As
Professional indemnity insurance (PII) is a vital part of protecting the financial interests of clients. The SRA is aware that some firms have not...
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7th Dec
Q&As
All firms carrying on business must have qualifying professional indemnity insurance (PII) provided by a participating insurer. This Q&A sets out what...
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7th Dec
Precedents
Dear [insert client’s name]I am [insert name and job title of person dealing with the act/omission notification].I am writing to you to let you know...
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7th Dec
Precedents
1General informationReview period[Insert review period]Date of review[Insert date]Person(s) conducting review[Insert name(s)]2ComplaintsNumber of...
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7th Dec
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]Over the last 12...
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7th Dec
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]Over the last 12...
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7th Dec
Precedents
To: [All staff][CC: [Insert name(s) as required]]From: [Management team/Risk partner/Other]Date: [Insert date]Re: [Professional indemnity insurance...
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7th Dec
Precedents

This Precedent is intended for law firms. It can be used to main

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7th Dec

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