Article summary
The Financial Conduct Authority (FCA) has published the December 2020 issue of its Regulation Round-up. This edition includes a reminder for firms to check that they have registered for RegData (the FCA’s new data collection platform) ahead of their move over from Gabriel. It also provides an overview of firms’ obligations in relation to Certification Regime and Conduct Rules training under the SM&CR.
To continue reading this news article, as well as thousands of others like it, sign in with LexisNexis or register for a free trial