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FCA publishes Regulation Round-up for December 2020

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Published on: 10 December 2020
Published by LNB News

LNB News 10/12/2020

Document Information

Issue Date: 10 December 2020

Published Date: 10 December 2020

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The Financial Conduct Authority (FCA) has published the December 2020 issue of its Regulation Round-up. This edition includes a reminder for firms to check that they have registered for RegData (the FCA’s new data collection platform) ahead of their move over from Gabriel. It also provides an overview of firms’ obligations in relation to Certification Regime and Conduct Rules training under the SM&CR.

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Jurisdiction(s):
England, Northern Ireland, Scotland and Wales

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