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Latest Practice Compliance News

Proposed corporate liability reform creates ‘complications’, government adviser says

Proposed corporate liability reform creates ‘complications’, government adviser says

The following Corporate Crime news provides comprehensive and up to date legal information on Proposed corporate liability reform creates ‘complications’, government adviser says

Practice Compliance weekly highlights—4 March 2021

Practice Compliance weekly highlights—4 March 2021

The following Practice Compliance news provides comprehensive and up to date legal information on Practice Compliance weekly highlights—4 March 2021

Mitigate key US FCPA risks with tailor-made compliance

Mitigate key US FCPA risks with tailor-made compliance

The following Corporate Crime news provides comprehensive and up to date legal information on Mitigate key US FCPA risks with tailor-made compliance

UK seeks new Information Commissioner with focus on post-Brexit overhaul of data protection rules

UK seeks new Information Commissioner with focus on post-Brexit overhaul of data protection rules

The following Commercial news provides comprehensive and up to date legal information on UK seeks new Information Commissioner with focus on post-Brexit overhaul of data protection rules

Featured Practice Compliance content

Facilitation payments under the Bribery Act 2010

Facilitation payments under the Bribery Act 2010

Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...

What is a solicitor's undertaking?

What is a solicitor's undertaking?

An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...

Active bribery, passive bribery and bribing foreign public officials

Active bribery, passive bribery and bribing foreign public officials

The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...

High-risk third countries tracker

High-risk third countries tracker

This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...

Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
tag iconIn-house
Practice notes

AML and counter-terrorist financing—source of funds

Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
tag iconIn-house
Practice notes

Introduction to retained EU law

This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
tag iconBrexit
Precedents

Standard contractual clauses—set II—controller to controller (Model Clauses)

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents

Anti-bribery and corruption for law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Training content

Precedents

Fraud prevention training materials—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding following training on fraud prevention.After you have completed this test,...
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7th Dec
Precedents

Training materials—fraud prevention—law firms

This presentation has been designed as a training aid that you can use to introduce your staff to fraud prevention and awareness, including property...
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7th Dec
Precedents

Training materials—SRA Code of Conduct for Solicitors, RELs and RFLs—law firms

The SRA Standards and Regulations are in force from 25 November 2019. They include two new Codes of Conduct, one for firms and one for solicitors,...
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7th Dec
Precedents

Training materials—SRA Standards and Regulations

The SRA Standards and Regulations are in force from 25 November 2019. This presentation has been designed as a training aid that you can use to...
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7th Dec
Precedents

An introduction to compliance 2019—law firms—post-training assessment answers

QuestionCorrect answer1. As a SRA-regulated law firm, what do we have to comply with? (c) SRA Standards and Regulations and any other applicable...
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7th Dec
Precedents

An introduction to compliance 2019—law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on an introduction to...
Read More >
7th Dec
Precedents

Training materials—an introduction to compliance 2019—law firms

The SRA Standards and Regulations are in force from 25 November 2019. This presentation has been designed as a training aid that you can use to...
Read More >
7th Dec
Precedents

Tax evasion facilitation—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding tax evasion...
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7th Dec
Precedents

Tax evasion facilitation staff FAQs and case studies—law firms

We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by tax evasion and tax evasion...
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7th Dec
Precedents

Tax evasion facilitation—briefing for external agents/intermediaries

IntroductionCompliance with tax evasion and tax evasion facilitation laws is critical to [insert organisation name][ and all its businesses].To raise...
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7th Dec
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment answers—law firms

QuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or suspicions of money laundering and terrorist financing?(c) Both (a) and...
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7th Dec
Precedents

Mini training aid—AML—CDD—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents

Mini training aid—AML—funds—post-training assessment answers—law firms

QuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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7th Dec
Precedents

Mini training aid—AML—CDD—post-training assessment answers—law firms

QuestionAnswers1. Which of these is not part of our client due diligence (CDD) process?(b) Sending the client our anti-money laundering and...
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7th Dec
Precedents

Mini training aid—AML—funds—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents

Mini training aid—AML—funds—law firms

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
7th Dec
Precedents

Mini training aid—AML—reporting suspicions—law firms

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
7th Dec
Precedents

Mini training aid—AML—CDD—law firms

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
7th Dec
Precedents

Mini training aid—avoiding bribery and corruption—agents and intermediaries

The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
Read More >
7th Dec

Popular documents

LEXISNEXIS

Escrow accounts and escrow agreements

This Practice Note examines why parties involved in a construction project may enter into an escrow agreement (or escrow deed) to set up an escrow account. It looks at the benefits of paying funds into escrow, how an escrow account operates and the provisions typically found in an escrow

LEXISNEXIS

Tort—the different types of tort

This Practice Note identifies the main torts (bar negligence and nuisance, which are covered elsewhere in our related content) and their key characteristics. Specifically:•trespass to land•trespass to the person•privacy/defamation•liability for animals•employers' liability•product

LEXISNEXIS

Qualified one-way costs shifting (QOCS)

What is QOCS?Qualified one-way costs shifting (QOCS) was introduced on 1 April 2013 as part of the Jackson costs reforms following the removal of a claimant’s right to recover additional liabilities from the defendant, ie success fees and after the event (ATE) insurance premiums. The relevant CPR

LEXISNEXIS

The tort of deceit

Deceit—what is it?A deceit occurs when a misrepresentation is made with the express intention of defrauding a party, subsequently causing loss to that party.The elements of a claim in deceit are:•a clear false representation of fact or law•fraud by the maker, in the sense that they knew that the