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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Office manual content

Precedents
1Normal place of work1.1Your normal place of work is specified in your [letter of appointment AND/OR contract of employment]. However, the Firm may...
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10th Nov
Precedents
This Precedent acts as a central register of all your compliance, human resource and health and safety policies, plans...
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27th Sep
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Review and findingsIs the information contained in ‘Section A: your employment’ up...
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26th Sep
Precedents
Table of contentsContentPage numberIntroductionSection A: Your employment1. Normal place of work[insert]2. Normal hours of work[insert]3....
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26th Sep
Precedents
1General health and safety at work1.1The firm is under a duty to ensure so far as is reasonably practicable the health, safety and welfare at work of...
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26th Sep
Precedents
1Office hours1.1Normal office hours are [insert details of your office hours eg 09:00–17:30 Mondays to Fridays inclusive].2Office closure over bank...
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26th Sep
Practice notes
The SRA does not require you to have an office manual, but it is important to ensure that your staff can access general information about how the...
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26th Sep

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