Governance structures

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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Governance structures content

Practice notes
Governance structures—regulatory requirements 2011 [Archived]The SRA has made it clear that it expects strong governance from firms but there is very...
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15th May
Practice notes
Governance structures 2019—law firmsThe SRA Code for Firms requires your firm to have effective governance structures, arrangements, systems and...
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15th May
Precedents
1This document describes our governance arrangements, ie the framework by which the firm is directed and controlled.2The business operates as [a sole...
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14th Feb
Precedents
1This document describes our governance arrangements, ie the framework through which the firm is directed and controlled.2The business operates as [a...
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1st Feb
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Review and findingsIf you have a governance arrangements document describing your...
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7th Dec
Precedents

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7th Dec

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