Governance structures

Governance structures guidance:

A: General information Date of review Person(s) conducting review B: Review and findings If you have a governance arrangements document describing your governance...

Precedents

1 This document describes our governance arrangements, ie the framework through which the firm is directed and controlled. 2 The business operates as [a sole practitioner...

Precedents

1 This document describes our governance arrangements, ie the framework by which the firm is directed and controlled. 2 The business operates as [a sole practitioner OR a...

Precedents

The SRA Code for Firms requires your firm to have effective governance structures, arrangements, systems and controls in place to ensure, among other things, compliance...

Practice Note

The SRA has made it clear that it expects strong governance from firms but there is very little in the way of detailed regulation. This Practice Note discusses what is...

Practice Note

The SRA has made it clear that it expects strong governance from firms but there is very little in the way of detailed regulation. This Practice Note discusses what is...

Practice Note
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