Outsourcing

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AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
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19th May
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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19th May
Practice notes
Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Practice notes
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
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19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
Safeguards and information barriersProtection of confidential information is fundamental to your relationship with clients, both as a matter of law...
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19th May
Practice notes
Undertakings and the SRA 2019What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word...
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19th May
Practice notes
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
SRA Handbook 2011 [Archived]The SRA Handbook 2011 sets out standards and requirements that individual lawyers and firms are expected to achieve and...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Outsourcing content

Precedents
Outsourcing agreement—short formThis Agreement is made on [date]Parties1[Customer] a company incorporated in [England] with registered number [company...
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Produced in partnership with Toby Crick of Bristows and Adrian Sim of Bristows 14th Sep
Practice notes
Due diligence in outsourcingDue diligence is the name given to the process by which the factual and legal background to a transaction is collated and...
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Produced in partnership with Bristows 14th Sep
Practice notes
Outsourcing remedies—step-in rights, service credits, liquidated damages and terminationThis Practice Note explains the remedies of step-in rights,...
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14th Sep
Practice notes
Outsourcing and data protectionIn briefData protection laws in both the EEA (the EU plus Iceland, Norway, and Liechtenstein) and UK seek to ensure...
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Produced in partnership with Marina Paul 25th Aug
Precedents
Outsourcing arrangement—mid-year routine monitoringA: General informationDate of reviewPerson conducting reviewReview and findingsPlease complete the...
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15th Aug
Precedents
Outsourcing—supplier information security audit questionnaire—law firmsPlease complete, sign and date this questionnaire. You should then return the...
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15th Aug
Precedents
Outsourcing risk assessment—law firmsA: Details of outsourcing arrangementsDescription of proposed outsourcing services[Insert details]Proposed...
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15th Aug
Precedents
Outsourcing arrangement—annual reviewA: General informationDate of annual reviewPerson conducting annual reviewB: Review and findingsPlease complete...
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15th Aug
Precedents
Outsourcing—post-agreement auditDescription of outsourced services[State nature of services, eg digital dictation for private client team]Outsourcing...
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15th Aug
Precedents
Outsourcing registerPlease click for an Excel version of this register.Name of outsourcing supplierExcel Cleaning SuppliesAddressKMF House,...
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15th Aug
Precedents
Outsourcing policy—law firms1Introduction1.1We are committed to providing the highest standards of care and service to our clients.1.2From time to...
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15th Aug
Precedents
Outsourcing due diligence record—law firmsDescription of proposed outsourcing services[State nature of services you propose to outsource, eg typing of...
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15th Aug
Precedents
Outsourcing pre-contract compliance checks—law firmsDescription of proposed outsourcing services[State nature of services you propose to outsource, eg...
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15th Aug
Practice notes
Outsourcing and the SRA [Archived]This Practice Note covers regulatory requirements that are specific to the legal sector in relation to outsourcing....
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15th Aug
Practice notes
Outsourcing—systems and controls for law firmsBefore you engage in outsourcing activities, you will have to navigate a complex compliance obstacle...
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15th Aug
Practice notes
Outsourcing and offshoring 2019—law firmsOutsourcing is a common feature of many law firms’ business models. It can offer benefits to firms and their...
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15th Aug
Practice notes
Outsourcing—employment issuesIP COMPLETION DAY: The Brexit transition period ended at 11pm on 31 December 2020. At this time (referred to in UK law as...
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Produced in partnership with David Williams of Deloitte and James Champness of Deloitte 11th Aug
Practice notes
Limitation of liability in outsourcingThis Practice Note identifies and explains key considerations relevant to negotiating and drafting limitation of...
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31st Jul
Practice notes
Outsourcing for law firms: compliance lifecycleThe diagram below shows key compliance stages from the point at which your firm first considers...
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31st Jul
Precedents
Produced in partnership with JP Buckley, Rachel Edwards and Andrew Mills of Shoosmiths DRAFTING FOR BREXIT: For the latest...
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27th Sep

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