Risk management guides

These risk management guides focus on key risk areas of compliance risk. Each one identifies five key priorities for risk management in that particular area of compliance, explains why each one is a priority and includes a series of mini-checklists that:

•suggest action points for each priority area, and ...

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Latest Practice Compliance News

SRA ditches plan to fine firms based on global turnover

Law360, London: The Solicitors Regulation Authority said 13 May 2025 that it will abandon proposals to fine law firms based on their global turnover and cease to hand out financial penalties to lawyers convicted of drink-driving—except in exceptional circumstances.

Practice Compliance weekly highlights—15 May 2025

This week's edition of Practice Compliance weekly highlights includes: the latest sanctions news, details of the SRA’s 2025 AML and sanctions data collection exercise, the ICO’s consultation on draft updated guidance on encryption, publication of the Software Security Code of Practice, legislation to strengthen whistleblowing implementation and enforcement and the SRA’s consultation on its 2025/26 business plan.

Russia sanctions spotlight—divergent approaches emerge

Law360, London: This article is part of a quarterly column exploring recent developments in sanctions imposed on Russia by the UK, EU and US, following its invasion of Ukraine in 2022, and the compliance implications. In this installment, we look at the divergent approaches emerging from these regions, and how this will affect businesses with international operations.

‘Bargain Hunt’ art expert pleads guilty to terrorist financing

Law360, London: An art gallery founder and reality TV art expert pleaded guilty to terrorist financing offences at a London criminal court on 9 May 2025.

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