Instructions for completion When do you have to complete this form? You must complete this form for all new clients[ who are subject to the anti-money laundering (AML)...
Instructions for completion When do you have to complete this form? You must complete this form for all new matters[ that are subject to the anti-money laundering (AML)...
Forthcoming changes: The UK has voted to leave the EU and this will take place on exit day as defined in section 20 of the European Union (Withdrawal) Act 2018. This has...
Client and matter inception is an important exercise in protecting your firm, getting to know your client and what they need from you, and complying with a number of...
1 Introduction 1.1 Client and matter inception is an important exercise in protecting our firm, getting to know our clients and what they need from us, and complying with...
This Practice Note reflects requirements in the SRA 2019 regime, effective from 25 November 2019. See Practice Note: Client care—SRA 2011 regime and SRA 2019 regime...
This Practice Note contrasts the requirements in the SRA’s 2011 and 2019 regimes as well as wider requirements in relation to client care. There is a separate Practice...
Client and matter inception is an important exercise in protecting your firm, getting to know your client and what they need from you, and complying with a number of...
STOP PRESS: The SRA Standards and Regulations (also known as the ‘StaRs’) are in force from 25 November 2019. They replace the SRA Handbook 2011. Key changes include...
1 Introduction 1.1 Client and matter inception is an important exercise in protecting our firm, getting to know our clients and what they need from us, and complying with...
Conflicts of interest can cause difficult and serious problems for solicitors and law firms, both from a compliance point of view and in your client relationships. If a...
This Practice Note contrasts the requirements in the Solicitors Regulation Authority’s (SRA’s) 2011 and 2019 regimes in relation to conflicts of interest. For more...
Client and matter inception is an important exercise in protecting your firm, getting to know your client and what they need from you, and complying with a number of...
1 Introduction 1.1 Client and matter inception is an important exercise in protecting our firm, getting to know our clients and what they need from us, and complying with...
Instructions for completion Where you are opening a new matter for a new client, you should complete this form together with a new matter form. Please submit the...
Instructions for completion Please submit the completed form to [state who] and retain a copy for the matter file. Where you are opening a new matter for a new client, it...
We are required, by law, to identify whether a client is a US person or connected to a US person and, if so, to report qualifying payments to HMRC. Please complete, sign...
We are required, by law, to identify whether a client is a US person or connected to a US person and, if so, to report qualifying payments to HMRC. Please complete, sign...