Regulatory issues

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Regulatory issues guidance:

This Practice Note discusses the impact of Brexit on the general processing of personal data under the General Data Protection Regulation, Regulation (EU) 2016/679...

Practice Note

The General Data Protection Regulation (the GDPR), Regulation (EU) 2016/679 was published in the Official Journal of the EU on 4 May 2016. Its provisions became...

Practice Note

The Consumer Credit Act 1974 (CCA 1974), the Financial Services and Markets Act 2000 (FSMA 2000) and the Financial Services and Markets Act 2000 (Regulated Activities...

Practice Note

ARCHIVED: This archived Practice Note provides information on the data protection regime before 25 May 2018 and reflects the position under the Data Protection Act 1998....

Practice Note

Brexit: On 31 January 2020, the UK ceased to be an EU Member State and entered an implementation period, during which it continues to be subject to EU law. During this...

Practice Note

The Financial Services and Markets Act 2000 (FSMA 2000) is the principal legislation governing the financial services sector and regulating securities and investments in...

Practice Note

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

The GDPR On 15 December 2015, the EU institutions reached agreement on the General Data Protection Regulation (GDPR), Regulation (EU) 2016/679, which replaced Directive...

Practice Note

Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it continues to be treated by...

Practice Note

Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it continues to be treated by...

Practice Note

[Insert name of organisation] Data protection privacy notice (employment) This notice explains what personal data (information) we hold about you, how we collect it, and...

Precedents

It is common for employees, and especially executive directors, of companies to be granted awards over shares. A range of exemptions apply which means that these awards...

Practice Note

The law relating to insider dealing is contained in Part V of the Criminal Justice Act 1993 (CJA 1993). The offences contained in CJA 1993 are criminal offences and exist...

Practice Note

[Insert name and address of client] Private and confidential Dear [insert name] New data protection privacy notices Further to [set out details of the action that the...

Precedents

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

The Market Abuse Directive 2003/6/EC (MAD) entered into force on 12 April 2003 and established an European Union (EU) wide regime for dealing with insider trading and...

Practice Note

This note looks at the issues arising for companies trading on the AIM when designing and operating their employee and executive share schemes. It highlights the key...

Practice Note

Brexit: On 31 January 2020, the UK ceased to be an EU Member State and entered an implementation period, during which it continues to be subject to EU law. During this...

Practice Note

FORTHCOMING CHANGE: In November 2018, the Code Committee of the Takeover Panel published a consultation on proposed amendments to the Takeover Code in relation to the...

Practice Note
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