Listing rules and the market abuse regime

Listing rules and the market abuse regime guidance:

BREXIT IMPACT: The UK corporate reporting framework may be affected by Brexit. For further details of its impact, see Practice Note: Brexit—accounts and reports. This...

Practice Note

The United Kingdom has voted to leave the European Union. Brexit can occur either in accordance with a ratified withdrawal agreement between the UK and the EU or...

Practice Note

A company admitted to trading on AIM (AIM company) must comply with a number of rules called continuing obligations contained in the AIM Rules for Companies (AIM Rules)...

Practice Note

The law relating to insider dealing is contained in Part V of the Criminal Justice Act 1993 (CJA 1993). These offences are criminal offences and exist alongside the civil...

Practice Note

FORTHCOMING CHANGE: On 23 November 2018, the FCA published consultation paper CP 18/36 on Brexit: Proposed changes to the Handbook and Binding Technical Standards—second...

Practice Note

Market Abuse Regulation—background and purpose This Practice Note explains the key features of Regulation (EU) 596/2014 (the Market Abuse Regulation), which repealed and...

Practice Note

Market Abuse Regulation level 2 and 3 measures The purpose of this Practice Note is to provide an overview of the technical standards, technical advice and guidelines...

Practice Note

The Market Abuse Directive 2003/6/EC (MAD) entered into force on 12 April 2003 and established an European Union (EU) wide regime for dealing with insider trading and...

Practice Note

Implementation of MAR in the UK The Regulation (EU) No 596/2014, Market Abuse Regulation ( MAR) came into force on 3 July 2016 and was implemented directly into the UK....

Practice Note

The Model Code, set out in the Listing Rules published by the Financial Conduct Authority (FCA), was deleted by the FCA as a consequence of the implementation of the...

Practice Note

ARCHIVED: This archived Practice Note provides background reading on the Model Code and is for background purposes only. The Model Code was deleted by the FCA as a...

Practice Note