Prospectus regulation

Prospectus regulation guidance:

At 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a ratified Withdrawal Agreement between the UK and the EU....

Practice Note

Background Under Article 3(1) of Directive 2004/39/EC, the EU Prospectus Directive (PD), and section 85(1) Financial Services and Markets Act 2000 (FSMA 2000), it is...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

Introduction and legal framework As with most jurisdictions, the UK regulates the offer of securities to the public through an array of investment protection mechanisms,...

Practice Note
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