AML & counter-terrorist financing

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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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Most recent AML & counter-terrorist financing content

Precedents
Money laundering compliance officer—MLCO—job description and role profile1MLCO detailsName of organisation[Insert name]Name of MLCO[Insert name]Status...
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22nd Aug
Precedents
Mini training aid—AML—CDD—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
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22nd Aug
Precedents
AML and terrorist financing training materials—post-training assessment questionsHow to use this testThese questions are designed to test your...
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22nd Aug
Precedents
CDD customer risk assessment form1When to use this formYou must complete this form for every:1.1new customer[ who is subject to the anti-money...
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22nd Aug
Precedents
Mini training aid—AML—reporting suspicionsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore...
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22nd Aug
Precedents
Mini training aid—AML—funds—post-training assessment answersQuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime...
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22nd Aug
Precedents
MLCO and nominated officer—combined job description and role profile1IntroductionThis job description and role profile relates to the combined...
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22nd Aug
Precedents
Mini training aid—AML—reporting suspicions—post-training assessment answersQuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or...
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22nd Aug
Precedents
Mini training aid—AML—fundsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be...
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22nd Aug
Precedents
AML and counter-terrorist financing—annual review1General informationReview period[Insert review period]Date of review[Insert date]Person(s)...
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22nd Aug
Precedents
Mini training aid—AML—the law and red flags—post-training assessment answersQuestionAnswers1. What is money laundering?(a) The process through which...
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22nd Aug
Precedents
SuperSAR investigation form1General detailsDate[Insert date]Customer/client name (if applicable)[Insert customer/client name]Name and job title of...
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22nd Aug
Practice notes
Anti-money laundering—Italy—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Italy published as part...
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20th Aug
Practice notes
Anti-money laundering—Australia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Australia published...
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20th Aug
Practice notes
Anti-money laundering—Greece—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Greece published as...
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20th Aug
Practice notes
Anti-money laundering—Japan—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Japan published as part...
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20th Aug
Practice notes
Anti-money laundering—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in United Kingdom...
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20th Aug
Practice notes
Anti-money laundering—Nigeria—Q&A guide [Archived, 2020 Edition]This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering...
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20th Aug
Practice notes
Anti-money laundering—Singapore—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Singapore published...
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20th Aug
Practice notes
Anti-money laundering—South Korea—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in South Korea...
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20th Aug

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