AML & counter-terrorist financing

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent AML & counter-terrorist financing content

Practice notes
Money Laundering Regulations 2017—screening employeesThis Practice Note reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on...
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16th May
Practice notes
Money Laundering Regulations 2017—independent audit functionThe Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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16th May
Practice notes
Reporting suspicions of money launderingThis document reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on 20 January 2021. It...
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16th May
Practice notes
Money Laundering Regulations 2017—monitoring and reviewThe Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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16th May
Practice notes
Money Laundering Regulations 2017—enforcement, offences and penaltiesThis Practice Note explains the offences, penalties and enforcement provisions...
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16th May
Practice notes
Counter-terrorist financing—key information for businessesThis Practice Note outlines counter-terrorist financing provisions (CTF), including the...
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16th May
Practice notes
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
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16th May
Practice notes
Making a SAR and obtaining a defence or consentThe Proceeds of Crime Act 2002 (POCA 2002) and the Terrorism Act 2000 (TA 2000) impose obligations to...
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16th May
Practice notes
Money Laundering Regulations 2017—identifying and assessing organisation-wide risksThis Practice Note explains the regulatory requirement to identify...
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16th May
Practice notes
SARs and confidentialityIssues of confidentiality arise in two different respects in terms of suspicious activity reports (SARs):•your professional or...
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16th May
Practice notes
Getting the Deal Through: Anti-Money Laundering 2020Jurisdictions coveredThe following jurisdictions are covered in this report:Australia; Denmark;...
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16th May
Practice notes
The risks of cryptoassets from a financial crime, money laundering and terrorist financing perspectiveWhat are cryptoassets?One of the hurdles in...
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15th May
Practice notes
AML and counter-terrorist financing timelineSTOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It...
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15th May
Practice notes
AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
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15th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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15th May
Practice notes
CDD resources for overseas companiesThis Practice Note is a one-stop shop overseas customer/client due diligence (CDD) resource that saves time and...
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15th May
Practice notes
AML and counter-terrorist financing—politically exposed persons—PEPsIndividuals who have, or have had, a high political profile, or hold, or have...
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15th May
Practice notes
Application of legal professional privilege—LPP—and privileged circumstancesThis Practice Note reflects draft Legal Sector Affinity Group (LSAG) AML...
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15th May
Practice notes
CDD requirements and resources for companies in the United States of AmericaThis Practice Note is a one-stop shop for customer/client due diligence...
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15th May
Practice notes
Challenges names from different cultures can present in the CDD processThis Practice Note details the challenges that names from different cultures...
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15th May

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