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This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...

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Practice notes

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This Practice Note contains a table with some specific examples of where legal professional privilege (LPP) and privileged circumstances are likely to...

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Practice notes

SARs and confidentiality

Issues of confidentiality arise in two different respects in terms of suspicious activity reports (SARs):•your professional or regulatory duty of...

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Practice notes

Reporting suspicions of money laundering

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...

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Practice notes

Making a SAR and obtaining a defence or consent

The Proceeds of Crime Act 2002 (POCA 2002) and the Terrorism Act 2000 (TA 2000) impose obligations to report knowledge or suspicions of money...

13th Jan

Practice notes

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IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...

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Precedents

Suspicious activity report register

This Precedent Suspicious activity report register can help you keep comprehen

6th Jan

Precedents

Internal suspicious activity report—investigation record

1General detailsInternal SAR reference number[Insert internal SAR reference number]Customer/client name[Insert customer/client name]Date[Insert...

7th Dec

Precedents

Internal suspicious activity report—SAR—form

SAR Reference Number:[insert number](nominated officer use only)A record of this Suspicious Activity Report (SAR) will be kept by the nominated...

7th Dec

Precedents

Register of superSAR requests and responses

This Precedent Register of superSAR requests and responses can be used to keep a record

6th Dec

Precedents

SuperSAR investigation form

1General detailsDate[Insert date]Customer/client name (if applicable)[Insert customer/client name]Name and job title of person completing this...

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