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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Nominated officer content

Practice notes
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer, the duties of the...
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16th May
Practice notes
Money Laundering Regulations 2017—governance and reporting linesThe Money Laundering, Terrorist Financing and Transfer of Funds (Information on the...
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16th May
Practice notes
Making a SAR and obtaining a defence or consentThe Proceeds of Crime Act 2002 (POCA 2002) and the Terrorism Act 2000 (TA 2000) impose obligations to...
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16th May
Precedents
1Nominated officer detailsName of organisation[Insert name]Name of nominated officer[Insert name]Reports to[Insert name]Full time/part time☐ Full...
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13th Apr
Precedents
1General informationDate of this report[Insert date]Date of last report[Insert date]Name of person submitting report[Insert name]2Action points...
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8th Apr

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