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Latest Risk & Compliance News

US Congress to tackle anticorruption legislation, including bill to outlaw foreign bribe solicitation

US Congress to tackle anticorruption legislation, including bill to outlaw foreign bribe solicitation

The following Corporate Crime news provides comprehensive and up to date legal information on US Congress to tackle anticorruption legislation, including bill to outlaw foreign bribe solicitation

OFAC settlement extends sanctions reach beyond US dollar

OFAC settlement extends sanctions reach beyond US dollar

The following Corporate Crime news provides comprehensive and up to date legal information on OFAC settlement extends sanctions reach beyond US dollar

Risk & Compliance weekly highlights—16 September 2021

Risk & Compliance weekly highlights—16 September 2021

The following Risk & Compliance news provides comprehensive and up to date legal information on Risk & Compliance weekly highlights—16 September 2021

EU to propose ban on forced labour-linked products, Von der Leyen says

EU to propose ban on forced labour-linked products, Von der Leyen says

The following Commercial news provides comprehensive and up to date legal information on EU to propose ban on forced labour-linked products, Von der Leyen says

Featured Risk & Compliance content

What is a solicitor's undertaking?

What is a solicitor's undertaking?

What is a solicitor's undertaking?An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the...

AML and counter-terrorist financing—source of funds and source of wealth

AML and counter-terrorist financing—source of funds and source of wealth

AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...

SRA Standards and Regulations 2019—in-house lawyers

SRA Standards and Regulations 2019—in-house lawyers

SRA Standards and Regulations 2019—in-house lawyersThe SRA Standards and Regulations set out the standards and requirements that individual...

The Information Commissioner’s Office (ICO)

The Information Commissioner’s Office (ICO)

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...

Practice notes

Dawn raid—who can raid my organisation and why?

Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
tag iconIn-house
Practice notes

Conflicts of interest, confidentiality and disclosure 2019—in-house lawyers

Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes

Brexit—exiting the EU under Article 50 [Archived]

Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
tag iconBrexit
Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
tag iconIn-house
Practice notes

High-risk third countries tracker

High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
tag iconIn-house
Practice notes

Active bribery, passive bribery and bribing foreign public officials

Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes

Money Laundering Regulations 2017—simplified due diligence

Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes

Proceeds of Crime Act 2002—key information for businesses

Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes

Brexit legislation tracker

Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
tag iconBrexit
Practice notes

Tipping-off and prejudicing an investigation

Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents

Standard contractual clauses for international transfers—set II—controller to controller—ICO templates

In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes

Introduction to retained EU law

Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
tag iconBrexit
Practice notes

SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers

SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents

Financial sanctions policy

1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes

Getting the Deal Through: Merger Control 2021

Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes

Working with European lawyers—the Registered European Lawyer (REL) regime

Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May
tag iconBrexit

Most recent Staff training & awareness content

Precedents

AML and terrorist financing training materials—post-training assessment answers

AML and terrorist financing training materials—post-training assessment answersThe law and red flagsCircle the correct answer.QuestionMultiple choice...
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22nd Aug
Precedents

Mini training aid—AML—funds—post-training assessment questions

Mini training aid—AML—funds—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
Read More >
22nd Aug
Precedents

Training materials—AML and counter-terrorist financing

Training materials—AML and counter-terrorist financingThis presentation has been designed as an aid to train your staff on anti-money laundering and...
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22nd Aug
Precedents

Mini training aid—AML—CDD—post-training assessment answers

Mini training aid—AML—CDD—post-training assessment answersQuestionAnswers1. Which of these is not part of our customer due diligence (CDD) process?(b)...
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22nd Aug
Precedents

Mini training aid—AML—the law and red flags—post-training assessment questions

Mini training aid—AML—the law and red flags—post-training assessment questionsHow to use this testThese questions are designed to test your...
Read More >
22nd Aug
Precedents

Recognising crime—red flags and warning signs for staff

Recognising crime—red flags and warning signs for staffYou do not have to behave like a police officer but you do have to remain alert to the red...
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22nd Aug
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment questions

Mini training aid—AML—reporting suspicions—post-training assessment questionsHow to use this testThese questions are designed to test your...
Read More >
22nd Aug
Precedents

Mini training aid—AML—CDD—post-training assessment questions

Mini training aid—AML—CDD—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
Read More >
22nd Aug
Precedents

AML and terrorist financing training materials—post-training assessment questions

AML and terrorist financing training materials—post-training assessment questionsHow to use this testThese questions are designed to test your...
Read More >
22nd Aug
Precedents

Mini training aid—AML—reporting suspicions

Mini training aid—AML—reporting suspicionsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore...
Read More >
22nd Aug
Precedents

Mini training aid—AML—funds—post-training assessment answers

Mini training aid—AML—funds—post-training assessment answersQuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime...
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22nd Aug
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment answers

Mini training aid—AML—reporting suspicions—post-training assessment answersQuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or...
Read More >
22nd Aug
Precedents

Mini training aid—AML—funds

Mini training aid—AML—fundsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be...
Read More >
22nd Aug
Precedents

Mini training aid—AML—the law and red flags—post-training assessment answers

Mini training aid—AML—the law and red flags—post-training assessment answersQuestionAnswers1. What is money laundering?(a) The process through which...
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22nd Aug
Precedents

AML training record

AML training recordPlease click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course...
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15th Aug
Precedents

AML and counter-terrorist financing cheat sheet—for staff

AML and counter-terrorist financing cheat sheet—for staffWhat is money laundering?Money laundering is the process through which the proceeds of crime...
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15th Aug
Practice notes

Money Laundering Regulations 2017—staff training and awareness

Money Laundering Regulations 2017—staff training and awarenessThe Money Laundering, Terrorist Financing and Transfer of Funds (Information on the...
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13th Aug
Precedents

Mini training aid—AML—law and red flags

Mini training aid—AML—law and red flagsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot...
Read More >
1st Aug
Precedents

Mini training aid—AML—CDD

Mini training aid—AML—CDDThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded...
Read More >
1st Aug
Q&As

What money laundering and terrorist financing red flags do I need to look out for in a transaction or matter involving virtual assets?

What money laundering and terrorist financing red flags do I need to look out for in a transaction or matter involving virtual assets?This Q&A...
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31st Jul

Popular documents

Negligence—key elements to establish a negligence claim

Negligence—key elements to establish a negligence claim

Negligence—key elements to establish a negligence claimNegligence—what are the key ingredients to establish a claim in negligence?For liability in negligence to be founded, four key ingredients must be present:•duty of care•breach of that duty•damage (which is caused by the breach)•foreseeability of

Nuisance—establishing a claim for private nuisance

Nuisance—establishing a claim for private nuisance

Nuisance—establishing a claim for private nuisancePrivate nuisance—what situations can give rise to a claim?Private nuisance normally involves interference with the claimant’s enjoyment of their land, usually by noise or smell or by the causing of actual physical damage to their property. In

Qualified one-way costs shifting (QOCS)

Qualified one-way costs shifting (QOCS)

Qualified one-way costs shifting (QOCS)What is QOCS?Qualified one-way costs shifting (QOCS) was introduced on 1 April 2013 as part of the Jackson costs reforms following the removal of a claimant’s right to recover additional liabilities from the defendant, ie success fees and after the event (ATE)

EL/PL claims in the portal—a practical guide (Stage 1)

EL/PL claims in the portal—a practical guide (Stage 1)

EL/PL claims in the portal—a practical guide (Stage 1)This Practice Note provides an overview of the Pre-Action Protocol for Low Value Personal Injury (Employers’ Liability and Public Liability) Claims from 31 July 2013 (the EL/PL protocol) in particular Stage 1 of the process. For guidance on Stage