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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent Staff training & awareness content

Precedents
This presentation has been designed as an aid to train your staff on anti-money laundering and counter-terrorist financing. This presentation is of...
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21st Jan
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Q&As
This Q&A describes red flag indicators for matters involving virtual assets, as set out in the Financial Action Task Force (FATF) report ‘Virtual...
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7th Dec
Precedents
What is money laundering?Money laundering is the process through which the proceeds of crime and their true origin and ownership are changed so that...
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7th Dec
Precedents
Please click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course name/description[Insert...
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7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at the mini training session on AML—customer due...
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6th Dec
Precedents
QuestionAnswers1. Which of these is not part of our customer due diligence (CDD) process?(b) Sending the customer our anti-money laundering and...
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6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at the mini training session anti-money laundering...
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6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at the mini training session on anti-money...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
6th Dec
Precedents
QuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or suspicions of money laundering and terrorist financing?(c) Both (a) and...
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6th Dec
Precedents
The law and red flagsCircle the correct answer.QuestionMultiple choice answers1. What is money laundering?(a) The process through which proceeds of...
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6th Dec
Precedents
QuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
6th Dec
Precedents
QuestionAnswers1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
Read More >
6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on AML and counter-terrorist financing...
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6th Dec
Practice notes
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692, as amended by the...
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6th Dec

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