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Latest Risk & Compliance News

UK joins US in implementing a global anti-corruption sanctions regime

UK joins US in implementing a global anti-corruption sanctions regime

The following Banking & Finance news provides comprehensive and up to date legal information on UK joins US in implementing a global anti-corruption sanctions regime

Risk & Compliance weekly highlights—6 May 2021

Risk & Compliance weekly highlights—6 May 2021

The following Risk & Compliance news provides comprehensive and up to date legal information on Risk & Compliance weekly highlights—6 May 2021

EU-US Privacy Shield data transfer problem caused by Schrems II won’t be solved ‘overnight’, EU negotiator warns

EU-US Privacy Shield data transfer problem caused by Schrems II won’t be solved ‘overnight’, EU negotiator warns

The following Commercial news provides comprehensive and up to date legal information on EU-US Privacy Shield data transfer problem caused by Schrems II won’t be solved ‘overnight’, EU negotiator warns

Lifting US sanctions on Iran would increase financial activity

Lifting US sanctions on Iran would increase financial activity

The following Corporate Crime news provides comprehensive and up to date legal information on Lifting US sanctions on Iran would increase financial activity

Featured Risk & Compliance content

Money Laundering Regulations 2017—nominated officer

Money Laundering Regulations 2017—nominated officer

This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...

Standard contractual clauses—set II—controller to controller (Model Clauses)

Standard contractual clauses—set II—controller to controller (Model Clauses)

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...

Introduction to retained EU law

Introduction to retained EU law

This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...

AML and counter-terrorist financing—source of funds

AML and counter-terrorist financing—source of funds

Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...

Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
tag iconIn-house
Practice notes

Getting the Deal Through: Merger Control 2021

Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes

High-risk third countries tracker

This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
tag iconIn-house
Practice notes

Active bribery, passive bribery and bribing foreign public officials

The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes

Dawn raid—who can raid my organisation and why?

The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
tag iconIn-house
Practice notes

What is a solicitor's undertaking?

An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes

Facilitation payments under the Bribery Act 2010

Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes

Money Laundering Regulations 2017—simplified due diligence

You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Staff training & awareness content

Precedents

Mini training aid—AML—CDD

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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30th Apr
Practice notes

Money Laundering Regulations 2017—staff training and awareness

The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692, as amended by the...
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9th Apr
Precedents

Recognising crime—warning signs for staff

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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29th Mar
Precedents

Mini training aid—AML—the law and red flags—post-training assessment answers

QuestionAnswers1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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18th Feb
Precedents

Mini training aid—AML—the law and red flags—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at the mini training session on anti-money...
Read More >
18th Feb
Precedents

Mini training aid—AML—law and red flags

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
18th Feb
Precedents

Training materials—AML and counter-terrorist financing

This presentation has been designed as an aid to train your staff on anti-money laundering and counter-terrorist financing. This presentation is of...
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21st Jan
Q&As

What money laundering and terrorist financing red flags do I need to look out for in a transaction or matter involving virtual assets?

This Q&A describes red flag indicators for matters involving virtual assets, as set out in the Financial Action Task Force (FATF) report ‘Virtual...
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7th Dec
Precedents

AML and counter-terrorist financing cheat sheet—for staff

What is money laundering?Money laundering is the process through which the proceeds of crime and their true origin and ownership are changed so that...
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7th Dec
Precedents

AML training record

Please click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course name/description[Insert...
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7th Dec
Precedents

Mini training aid—AML—CDD—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at the mini training session on AML—customer due...
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6th Dec
Precedents

Mini training aid—AML—CDD—post-training assessment answers

QuestionAnswers1. Which of these is not part of our customer due diligence (CDD) process?(b) Sending the customer our anti-money laundering and...
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6th Dec
Precedents

AML and terrorist financing training materials—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
6th Dec
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at the mini training session anti-money laundering...
Read More >
6th Dec
Precedents

Mini training aid—AML—reporting suspicions

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
6th Dec
Precedents

Mini training aid—AML—reporting suspicions—post-training assessment answers

QuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or suspicions of money laundering and terrorist financing?(c) Both (a) and...
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6th Dec
Precedents

AML and terrorist financing training materials—post-training assessment answers

The law and red flagsCircle the correct answer.QuestionMultiple choice answers1. What is money laundering?(a) The process through which proceeds of...
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6th Dec
Precedents

Mini training aid—AML—funds—post-training assessment answers

QuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
Read More >
6th Dec
Precedents

Mini training aid—AML—funds

The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
6th Dec
Precedents

Mini training aid—AML—funds—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at training on AML and counter-terrorist financing...
Read More >
6th Dec

Popular documents

Overreaching—sales by trustees of land

Overreaching—sales by trustees of land

Broadly, the doctrine of overreaching enables purchasers (which includes tenants and mortgagees) in good faith for money or money’s worth to rely solely on the legal title. In the case of registered land, this means the entries entered on the register of title, as it records ownership of the legal

Constructive trusts

Constructive trusts

Millett LJ subdivided types of constructive trust into two categories, distinguishing between:•the constructive trust proper, where equity intervenes to prevent the legal owner from unconscionably denying the beneficial interest of another (known as the institutional constructive trust)•the

Third party rights—the common law doctrine of privity of contract

Third party rights—the common law doctrine of privity of contract

This Practice Note discusses the common law doctrine of privity of contract; the equitable and statutory exceptions to it; how the doctrine affects enforcing a contract against a third party and what happens when, notwithstanding the lack of privity, a contract has an indirect effect on a third

Codicils

Codicils

Codicils may be used for making any alteration in a Will such as to alter the executors or make changes in legacies, whether by addition or deletion but that is by no means their only use. As a general rule, substantial changes are best achieved by means of a new Will and codicils are more