Customer due diligence (CDD)

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Customer due diligence (CDD) content

Practice notes
What are cryptoassets?One of the hurdles in relation to understanding non-traditional currencies and assets lies in the inconsistent use of language....
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11th May
Precedents
1GeneralDate[Insert date]Name and job title of person completing this form[Insert name][Insert job title][Customer OR Client]/matter reference...
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10th May
Q&As
Ongoing monitoringThe Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692,...
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10th May
Practice notes
This Practice Note explains your obligations around enhanced due diligence (EDD) and what it means for you in practice. It reflects the Money...
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10th May
Practice notes
As part of your customer due diligence (CDD) measures, you must conduct ongoing monitoring of your business relationships.This Practice Note explains...
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10th May
Practice notes
Individuals who have, or have had, a high political profile, or hold, or have held, public office, can pose a higher money laundering risk to firms as...
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10th May
Practice notes
This Practice Note details the challenges that names from different cultures can present to compliance teams when it comes to the customer/client due...
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5th May
Practice notes
This Practice Note is a one-stop shop for customer/client due diligence (CDD) resources in the USA that saves time and effort by taking you straight...
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5th May
Q&As
This Q&A reflects the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692,...
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30th Apr
Q&As
Sometimes parties other than the customer provide funding in a matter. This could be funding a transaction or paying your bill.CDD triggersIf the...
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30th Apr
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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30th Apr
Practice notes
This Practice Note provides guidance on customer due diligence (CDD) which is a central pillar of the anti-money laundering (AML) and...
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30th Apr
Precedents
We are required under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended, to...
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30th Apr
Precedents
1Introduction to this guide1.1[Insert organisation name] is required by the Money Laundering Regulations 2017, SI 2017/692 (MLR 2017), as amended, to...
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27th Apr
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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26th Apr
Precedents
This table ties together source of funds and source of wealth requirements and recommendations contained in the Money Laundering Regulations 2017 (MLR...
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26th Apr
Precedents
Third party reliance register.This Precedent Third party reliance register can be used to record details of third parties on which you rely for cust...
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23rd Apr
Practice notes
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692, as amended,...
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22nd Apr
Precedents
1Instructions on completing this formIf during the course of completing CDD checks you discover a discrepancy between the beneficial ownership...
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22nd Apr
Precedents

This Precedent CDD beneficial ownership information discrepancy report form regist

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21st Apr

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