Regulatory regime

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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent Regulatory regime content

Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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Produced in partnership with Vikki Hoyle of Walker Morris LLP 9th Apr
Practice notes
On 31 January 2020, the UK ceased to be a member of the EU and EEA. Given the extensive data flows between the EEA and UK, equivalent EEA data...
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9th Apr
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
9th Apr
Practice notes
On 31 January 2020, the UK ceased to be a member of the EU and EEA. Given the extensive data flows between the EEA and UK, equivalent EEA data...
Read More >
Produced in partnership with Pillsbury Winthrop Shaw Pittman LLP 6th Apr
Practice notes
This guidance note, dated November 2017, was produced by The Chartered Governance Institute (formerly known as ICSA: The Governance Institute) (CGI)...
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29th Mar
Practice notes
This Practice Note provides a summary of the UK GDPR regime. The processing of personal data by competent authorities for law enforcement purposes or...
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24th Mar
Practice notes
On 31 January 2020, the UK ceased to be a member of the EU and EEA. This Practice Note introduces:•the General Data Protection Regulation, Regulation...
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24th Mar
Practice notes
This Practice Note explains, in simple terms, the key features of the UK General Data Protection Regulation (UK GDPR). See also Precedent: Data...
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24th Mar
Practice notes
You must monitor, report (to the SRA) and, where appropriate, publish data regarding the diversity of your workforce. The SRA is prescriptive about...
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18th Mar
Precedents
Lawfulness, fairness and transparencyICO expectationLexisNexis® guidanceLexisNexis® Precedents and tools☐  Conduct information audit to map data...
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12th Mar
Practice notes
This Practice Note discusses the impact of Brexit on the general processing of personal data under the General Data Protection Regulation, Regulation...
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11th Mar
Practice notes
This Practice Note reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on 20 January 2021. It awaits HM Treasury approval. Note...
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5th Mar
Practice notes
This document reflects the UK GDPR regime. References and links to the GDPR refer to the UK GDPR (Retained Regulation (EU) 2016/679) unless expressly...
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4th Mar
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Australia; Austria; Belgium; Brazil; Canada; Chile; China; Colombia;...
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25th Feb
Q&As
Law firms—sector specific guidancePlease see Q&A: Can I charge a client for retrieving and or returning their file? This is based on Law Society...
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15th Feb
Q&As
In the vast majority of cases, solicitors will act as the data controller in relation to personal data processed in connection with a client’s...
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15th Feb
Q&As
Although the General Data Protection Regulation, Regulation (EU) 2016/679 (GDPR) does not necessarily apply to every organisation in the world, it...
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Produced in partnership with Shobana Iyer of Swan Chambers 13th Feb
Q&As
ImplementationThe General Data Protection Regulation, Regulation (EU) 2016/679, (the GDPR) came into force on 24 May 2016, but due to a two-year...
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13th Feb
Q&As
The General Data Protection Regulation (EU) 2016/679 (the GDPR) applies in all EU Member States from 25 May 2018. Note that in answering this question...
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Produced in partnership with Shobana Iyer of Swan Chambers 13th Feb

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