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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Regulatory regime content

Precedents
Data protection compliance—self-auditLawfulness, fairness and transparencyICO expectationLexisNexis® guidanceLexisNexis® Precedents and tools☐ ...
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1st Aug
Q&As
Does the UK GDPR apply to mixed datasets?This Q&A considers whether the requirements of the UK General Data Protection Regulation (UK GDPR), Retained...
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1st Aug
Q&As
Does the GDPR prevent law firms or other professional services providers from charging clients for storing or retrieving their files?Law firms—sector...
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1st Aug
Precedents
Data protection board briefing [Archived]ARCHIVED: This Precedent data protection board briefing has been archived and is not maintained. It is for...
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1st Aug
Practice notes
Dealing with the Information Commissioner's OfficeWhat is the Information Commissioner's Office?The Information Commissioner's Office (ICO) is the...
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1st Aug
Practice notes
UK GDPR—the basicsThis Practice Note explains, in simple terms, the key features of the UK General Data Protection Regulation (UK GDPR). See also...
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1st Aug
Practice notes
AML and data protectionThis document reflects the UK GDPR regime. References and links to the GDPR refer to the UK GDPR (Retained Regulation (EU)...
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1st Aug
Precedents
Data protection board briefingDate: [insert date]1IntroductionAs our [insert appropriate term, eg senior management team or board], it is important...
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1st Aug
Q&As
Under Article 3 of the General Data Protection Regulation, will all personal data processed ‘in the context of the activities of an establishment of a...
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Produced in partnership with Shobana Iyer of Swan Chambers 1st Aug
Practice notes
Key definitions under data protection lawOn 31 January 2020, the UK ceased to be a member of the EU and EEA. Given the extensive data flows between...
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31st Jul
Q&As
Despite not being in effect until 25 May 2018, can you address the GDPR in contractual agreements now?ImplementationThe General Data Protection...
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31st Jul
Practice notes
Getting the Deal Through: Data Protection & Privacy 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Australia;...
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31st Jul
Q&As
Is a law firm a data controller or data processor under the General Data Protection Regulation? If a law firm acts as data processor, what contractual...
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31st Jul
Practice notes
Diversity monitoring and data protection—law firmsYou must monitor, report (to the SRA) and, where appropriate, publish data regarding the diversity...
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31st Jul
Q&As
Will the processing of personal data relating to US citizens by a UK company in the UK be subject to the GDPR (once that applies) (and assuming the...
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Produced in partnership with Shobana Iyer of Swan Chambers 31st Jul
Practice notes
Brexit—implications for data protectionThis Practice Note discusses the impact of Brexit on the general processing of personal data under the General...
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31st Jul
Practice notes
Data protection principlesOn 31 January 2020, the UK ceased to be a member of the EU and EEA. Given the extensive data flows between the EEA and UK,...
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Produced in partnership with Pillsbury Winthrop Shaw Pittman LLP 31st Jul
Practice notes
AML and data protection—law firmsThis Practice Note reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on 20 January 2021. It...
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31st Jul
Practice notes
The Chartered Governance Institute guidance on EU General Data Protection RegulationThis guidance note, dated November 2017, was produced by The...
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30th Jul

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