Policy & procedures

View Risk & Compliance by content type:

Latest Risk & Compliance News

Featured Risk & Compliance content

Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
Read More >
9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
Read More >
9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
Read More >
9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
Read More >
9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
Read More >
9th Nov

Most recent Policy & procedures content

Practice notes
It is an offence to pay or receive a bribe under the Bribery Act 2010 (BA 2010). Companies and partnerships will also commit an offence where a bribe...
Read More >
15th Jan
Q&As
Commercial organisations which have identified involvement in corruption, whether directly or by an associated person, should seek expert advice...
Read More >
24th Dec
Precedents
1General informationDate of this report[Insert date]Date of last report[Insert date]Name and status of person submitting report[Insert name and...
Read More >
7th Dec
Precedents
This Precedent sets out a typical timetable for implementing an anti-bribery policy and procedure and provides examples of common phases and critical...
Read More >
7th Dec
Precedents
From [[insert job title], ][name]Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. As...
Read More >
7th Dec
Precedents
A bribe is a financial payment or other form of reward or advantage, whether direct or indirect, that is intended to induce or influence, or has the...
Read More >
7th Dec
Precedents
Anti-bribery and corruption Officer (ABC Officer) detailsName of organisation[Insert name]Name of ABC Officer[Insert name]Reports to[Insert name]Full...
Read More >
7th Dec
Precedents

Please click for the register.

Please note that this regist

Read More >
7th Dec
Precedents
From [[insert job title], ][name]Bribery and corruption remain a major issue in world trade, despite the many dedicated efforts to prevent them. As...
Read More >
7th Dec
Precedents
SummaryThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. BA 2010 applies to any business incorporated or trading in the UK and covers...
Read More >
7th Dec
Precedents
Reports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the reporter’s identity.To make a...
Read More >
7th Dec
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted...
Read More >
7th Dec
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted...
Read More >
7th Dec
Precedents
SAR Reference Number:[insert number](nominated officer use only)A record of this Suspicious Activity Report (SAR) will be kept by the nominated...
Read More >
7th Dec
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain]...
Read More >
7th Dec
Precedents
1Introduction1.1Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. They are very damaging...
Read More >
6th Dec
Precedents
[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies the standards and policies under which we...
Read More >
6th Dec
Precedents
1 Anti-bribery—short form—pro-customer Bribery Laws means the Bribery Act 2010[ and associated guidance published...
Read More >
26th Sep

Popular documents