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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Policy & procedures content

Precedents
This internal suspicious activity report (SAR) form is intended to make the process of submitting SARs to the nominated officer as easy as possible....
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29th Apr
Precedents
From [[insert job title], ][name]Bribery and corruption remain a major issue in world trade, despite the many dedicated efforts to prevent them. As...
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14th Apr
Precedents
SummaryThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. BA 2010 applies to any business incorporated or trading in the UK and covers...
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14th Apr
Precedents
1Introduction1.1Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. They are very damaging...
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3rd Mar
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted...
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25th Feb
Precedents
1General informationDate of this report[Insert date]Date of last report[Insert date]Name and status of person submitting report[Insert name and...
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25th Feb
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain]...
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25th Feb
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted...
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25th Feb
Practice notes
It is an offence to pay or receive a bribe under the Bribery Act 2010 (BA 2010). Companies and partnerships will also commit an offence where a bribe...
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24th Feb
Q&As
Commercial organisations which have identified involvement in corruption, whether directly or by an associated person, should seek expert advice...
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13th Feb
Precedents
This Precedent sets out a typical timetable for implementing an anti-bribery policy and procedure and provides examples of common phases and critical...
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7th Dec
Precedents
From [[insert job title], ][name]Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. As...
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7th Dec
Precedents
A bribe is a financial payment or other form of reward or advantage, whether direct or indirect, that is intended to induce or influence, or has the...
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7th Dec
Precedents
Anti-bribery and corruption Officer (ABC Officer) detailsName of organisation[Insert name]Name of ABC Officer[Insert name]Reports to[Insert name]Full...
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7th Dec
Precedents

Please click for the register.

Please note that this regist

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7th Dec
Precedents
Reports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the reporter’s identity.To make a...
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7th Dec
Precedents
[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies the standards and policies under which we...
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6th Dec
Precedents
1 Anti-bribery—short form—pro-customer Bribery Laws means the Bribery Act 2010[ and associated guidance published...
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26th Sep

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