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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Policy & procedures content

Precedents
Anti-bribery and corruption—code of ethics[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies...
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22nd Aug
Precedents
Anti-bribery and corruption policy1Introduction1.1Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to...
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22nd Aug
Precedents
Memorandum to board accompanying anti-bribery policySummaryThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. BA 2010 applies to any...
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17th Aug
Precedents
Internal suspicious activity report—SAR—formThis internal suspicious activity report (SAR) form is intended to make the process of submitting SARs to...
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15th Aug
Precedents

Anti-bribery and corruption compliance declaration register

Please click for the

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15th Aug
Precedents
Anti bribery and corruption Officer—ABC Officer—job description and role profileAnti-bribery and corruption Officer (ABC Officer) detailsName of...
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15th Aug
Precedents
Anti-bribery and corruption compliance declarationA bribe is a financial payment or other form of reward or advantage, whether direct or indirect,...
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15th Aug
Precedents
Anti-bribery and corruption—charitable and political donations policyFrom: [Insert name and job title].We run our business[es] with integrity. All of...
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15th Aug
Precedents
Anti-bribery and corruption—gifts and hospitality policyFrom: [Insert name and job title].We run our business[es] with integrity. All of us must work...
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15th Aug
Precedents
Anti-bribery and corruption—agents and intermediaries policyFrom: [Insert name and job title].We run our business[es] with integrity. All of us must...
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15th Aug
Precedents
Annual anti-bribery and corruption report to the Board1General informationDate of this report[Insert date]Date of last report[Insert date]Name and...
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15th Aug
Precedents
Message from CEO reinforcing the anti-bribery and corruption policyFrom [insert name and job title]Bribery and corruption remain major issues in world...
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15th Aug
Precedents
Whistleblowing report formReports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the...
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15th Aug
Precedents
Message from CEO on introduction of anti-bribery and corruption policyFrom [[insert job title], ][name]Bribery and corruption remain a major issue in...
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15th Aug
Precedents
Anti-bribery and corruption policy and procedure planning and implementation timetableThis Precedent sets out a typical timetable for implementing an...
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15th Aug
Practice notes
Anti-bribery—adequate proceduresIt is an offence to pay or receive a bribe under the Bribery Act 2010 (BA 2010). Companies and partnerships will also...
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13th Aug
Q&As
If a company self-reports a corrupt transaction but withholds details of other incidences of bribery, will the SFO give them the benefit of having...
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11th Aug
Precedents
1 Anti-bribery—short form—pro-customer Bribery Laws means the Bribery Act 2010[ and associated guidance published...
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26th Sep

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