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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Staff training & awareness content

Precedents
Anti-bribery and corruption—Gifts and hospitality FAQsWe run our business[es] with integrity. All of us must work together to ensure our business[es]...
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8th Jun
Precedents
Training materials—anti-bribery and corruptionThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is...
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6th Jun
Precedents
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
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6th Jun
Precedents
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
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6th Jun
Precedents
Anti-bribery and corruption—code of ethics[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies...
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5th Jun
Practice notes
Indicators of bribery and corruptionYou do not have to behave like a police officer but you do have to remain alert to the warning signs of bribery...
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5th Jun
Practice notes
Anti-bribery and corruption—staff communication, training and awarenessMoJ guidance on the procedures commercial organisations should put in place to...
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5th Jun
Precedents
Mini training aid—avoiding bribery and corruption—agents and intermediariesThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies...
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5th Jun
Precedents
Indicators of corruption—for staffYou do not have to behave like a police officer but you do have to remain alert to the warning signs of corruption...
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5th Jun
Precedents
Anti-bribery and corruption—staff survey on effectiveness of controlsThis survey is designed to measure knowledge and understanding of our...
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5th Jun
Precedents
Gifts and hospitality—government officials FAQsWe run our business[es] with integrity. All of us must work together to ensure our business[es]...
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5th Jun
Precedents
Mini training aid—avoiding bribery and corruption—Gifts and hospitalityThe Bribery Act 2010 came into force on 1 July 2011. It applies to any business...
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5th Jun
Precedents
Anti-bribery and corruption—facilitation payments FAQsWe run our business[es] with integrity. All of us must work together to ensure our business[es]...
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5th Jun
Precedents
Anti-bribery and corruption—top tips for conducting online due diligenceAgents and intermediaries are third parties engaged to provide services for or...
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5th Jun
Precedents
Anti-bribery and corruption—charitable and political donations FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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5th Jun
Precedents
Anti-bribery and corruption—briefing for external agents/intermediariesIntroductionCompliance with bribery and corruption laws is critical to [insert...
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5th Jun
Precedents
Anti-bribery and corruption—joint ventures and acquisitions FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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5th Jun
Precedents
Anti-bribery and corruption training recordPlease click for an Excel version of this register.GeneralInsert course name/description and reason for...
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5th Jun
Precedents
Anti-bribery and corruption—agents and intermediaries FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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5th Jun
Precedents
Mini training aid-avoiding bribery and corruption—charitable and political donationsThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It...
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5th Jun

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