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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Agents & intermediaries content

Practice notes
Due diligence measures for agents and intermediaries are summarised in Precedent: Anti-bribery and corruption—agents and intermediaries policy. This...
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5th May
Precedents
This internal suspicious activity report (SAR) form is intended to make the process of submitting SARs to the nominated officer as easy as possible....
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29th Apr
Practice notes
All commissions constitute the giving of a financial advantage, although they will not necessarily be bribes.Commissions may be facilitation payments,...
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Produced in partnership with Richard Furlong of Carmelite Chambers 14th Apr
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 14th Apr
Precedents
To be completed by [insert name of organisation appointing the agent/intermediary].1Geographical factorsConsider where the agent or intermediary is...
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14th Apr
Practice notes
This Practice Note deals with agents and other intermediaries in relation to anti-bribery and corruption. It covers what is an agent or intermediary,...
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16th Mar
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain] untainted by bribery and...
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25th Feb
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain]...
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25th Feb
Practice notes
The Ministry of Justice (MoJ) issued guidance which is formulated around six guiding principles. These principles, particularly principle 3, make it...
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25th Feb
Q&As
Agent, intermediary or supplier?Your organisation can be held liable for acts of bribery by associated persons.The scope of this definition is broad...
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24th Feb
Q&As
SRA requirementsThe SRA does not give a list of regulatory requirements on anti-bribery and corruption.However, it does require you to:•identify,...
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24th Feb
Precedents
To be completed by the agent/intermediary.Please complete, sign and return to [insert name].1GeneralCompany or individual name[Insert...
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14th Feb
Precedents
1GeneralDate:[Insert date]Name of agent/intermediary:[Insert name]Reference provider:[Insert business name]Relationship with agent/intermediary (if...
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14th Feb
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption.This FAQ...
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12th Jan
Precedents
This Flowchart is a guide for staff involved in the anti-bribery and corruption due diligence process for appointing or monitoring agent or...
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12th Jan
Precedents

Please click for an Excel version of this register.

Please note that t

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6th Jan
Q&As
Please note, this Q&A only considers UK bribery legislation.Payment of commissionsWe refer you to Practice Note: Commission, which outlines how all...
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7th Dec
Precedents
As we can be held liable for [bribery OR facilitation of tax evasion OR [insert relevant crime]] committed by an agent or intermediary while acting on...
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7th Dec
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s]. untainted by bribery and corruption.This...
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7th Dec
Precedents
GeneralName[Insert name of person conducting evaluation]Job title[Insert job title]Date[Insert date]...
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7th Dec

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