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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent Agents & intermediaries content

Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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15th Jan
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption.This FAQ...
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12th Jan
Precedents
This Flowchart is a guide for staff involved in the anti-bribery and corruption due diligence process for appointing or monitoring agent or...
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12th Jan
Practice notes
All commissions constitute the giving of a financial advantage, although they will not necessarily be bribes.Commissions may be facilitation payments,...
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Produced in partnership with Richard Furlong of Carmelite Chambers 11th Jan
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 8th Jan
Precedents

Please click for an Excel version of this register.

Please note that t

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6th Jan
Practice notes
This Practice Note deals with agents and other intermediaries in relation to anti-bribery and corruption. It covers what is an agent or intermediary,...
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5th Jan
Q&As
Agent, intermediary or supplier?Your organisation can be held liable for acts of bribery by associated persons.The scope of this definition is broad...
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7th Dec
Practice notes
Due diligence measures for agents and intermediaries are summarised in Precedent: Anti-bribery and corruption—agents and intermediaries policy. This...
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7th Dec
Q&As
Please note, this Q&A only considers UK bribery legislation.Payment of commissionsWe refer you to Practice Note: Commission, which outlines how all...
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7th Dec
Q&As
SRA requirementsThe SRA does not give a list of regulatory requirements on anti-bribery and corruption.However, it does require you to:•identify,...
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7th Dec
Precedents
As we can be held liable for [bribery OR facilitation of tax evasion OR [insert relevant crime]] committed by an agent or intermediary while acting on...
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7th Dec
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s]. untainted by bribery and corruption.This...
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7th Dec
Precedents
GeneralName[Insert name of person conducting evaluation]Job title[Insert job title]Date[Insert date]...
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7th Dec
Precedents
The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
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7th Dec
Precedents
Agents and intermediaries are third parties engaged to provide services for or on behalf of [Insert organisation's name] or to represent our...
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7th Dec
Precedents
IntroductionCompliance with bribery and corruption laws is critical to [insert organisation name][ and all its businesses].To raise awareness, protect...
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7th Dec
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain] untainted by bribery and...
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7th Dec
Precedents
1GeneralDate:[Insert date]Name of agent/intermediary:[Insert name]Reference provider:[Insert business name]Relationship with agent/intermediary (if...
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7th Dec
Precedents
To be completed by [insert name of organisation appointing the agent/intermediary].1Geographical factorsCountry where the agent or intermediary is...
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7th Dec

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