About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
INTERPOL has published its 2026 Global Financial Fraud Threat Assessment report, highlighting that fraud is increasingly central to polycriminality...
The European Commission has launched a consultation on a draft Implementing Regulation establishing detailed arrangements for evaluations of...
MLex: The Financial Conduct Authority (FCA) made ‘significant errors in law’ as part of a fraud probe into a lawyer, judges have said, ordering it to...
The Office of Financial Sanctions Implementation (OFSI) has published a blog outlining its updated approach to assessing reasonableness in licence...
This week's edition of Risk & Compliance weekly highlights includes updates to OFSI’s enforcement guidance, an analysis on the impact of lifting of UK...
Latest Risk & Compliance Practice Notes
ARCHIVED: This Practice Note has been archived and is not maintained. For more information, see subtopic: New and updated content in Risk and...
ARCHIVED: This Practice Note has been archived and is not maintained. For more information, see subtopic: New and updated content in Risk and...
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
The SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors) forms part of the SRA Standards and Regulations.The Code for Solicitors...
This Practice Note is intended for private sector commercial organisations in the UK. It provides practical guidance on how to handle data subject...
Latest Risk & Compliance Precedents
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
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STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
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Latest Risk & Compliance Q&As
Featured Risk & Compliance content
Can I charge a fee for dealing with a data subject access request?
How to plan and conduct an internal investigation
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Anti-bribery and corruption—post-training assessment answers
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Who can certify identification documents (passports, driving licences, utility bills, etc)?
Money Laundering Regulations 2017—scope and application
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—Russia
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answers
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questions
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk register
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Associated legal terms
Conspiracy
An agreement between two or more persons to commit an offence, or which necessarily involves committing an offence, or which falls within the ambit of “conspiracy to defraud” or “conspiracy to corrupt public morals/outrage public decency”.
Figh
Islamic jurisprudence.
Landlord's waiver
An agreement between a landlord and a receivables financier in which the landlord agrees to waive its rights to exercise distraint over a client's assets to meet sums due to the landlord, usually unpaid rent.
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