Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
The Home Office is seeking views on unauthorised fraud in the UK, following a significant rise in the phenomenon fuelled by increasingly sophisticated...
MLex: Güralp Systems Ltd's 'deteriorating standards' of compliance and poor bribery controls formed the basis of an application by the Serious Fraud...
The National Cyber Security Centre (NCSC) has published guidance to help organisations respond to and recover from highly disruptive cyber attacks....
Practice Compliance analysis: As part of its Immigration and Asylum Bill, which had its second reading in Parliament on 13 July 2026, the government...
The European Commission has announced that EU Member States have adopted the 21st package of sanctions against Russia. The package includes new...
This Practice Note is aimed at compliance professionals in the private sector. It tracks key future developments in risk and compliance in England and...
ARCHIVED: This Practice Note has been archived and is not maintained. For more information, see subtopic: New and updated content in Risk and...
This Practice Note explains the regulatory requirement to identify and assess organisation-wide risks as set out in the Money Laundering, Terrorist...
ARCHIVED: This Practice Note has been archived and is not maintained. For more information, see subtopic: New and updated content in Risk and...
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692 introduced a...
Please click for an Excel version of this schedule.Inspection or testing of what?Date of test/inspectionMethod of...
1GeneralReport compiled by:[Insert name]Position of person compiling the report:[Insert role]Date of report:[Insert date]2Persons involvedName of...
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Please note: the information contained in these tables is confidential.Health and safety management team contactsNameLandline numberMobile numberEmail...
1General informationDate of this report[Insert date]Date of last report[Insert date]Name of person submitting report[Insert name]2Action points...
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Under Rule 8, a Dealing Disclosure is required after a person deals in relevant securities of any party to the offer. If a party to the offer or any person acting in concert with it deals in relevant securities of any party to the offer, it must make a Dealing Disclosure by no later than 12 noon on the business day following the date of the dealing. If a person is, or becomes, interested in 1% or more of any class of relevant securities of any party to the offer, it must make a Dealing Disclosure if it deals in any relevant securities of any party to the offer (including by means of an option in respect of, or a derivative referenced to, relevant securities) by no later than 3.30 pm on the business day following the date of the dealing.
means the identifiable and well-established reputation and profile in its market(s) of a trading entity,[ including the benefit and advantage of the good name, reputation, and connection of the trading entity,] (whether or not connected with or reliant on the Trade Marks it uses) which is sufficiently significant to be included as an asset on its balance sheet and to be valued as part of its overall valuation in the context of a sale, investment, merger or securitisation.
The edge of a network at which the network is connected to other networks or to terminal apparatus, eg a telephone.