Dealing with regulators

Dealing with regulators guidance:

Co-operation by a corporate entity is key to obtaining a deferred prosecution agreement (DPA) as both the judgments approving DPAs entered into to date and speeches given...

Practice Note

Who/what is the ASA The Advertising Standards Authority (ASA) is the UK’s independent regulator of advertising across all forms of media. The ASA is responsible for...

Practice Note

What is the Environment Agency? The Environment Agency (EA) is an executive non-departmental public body, established in 1996 and sponsored by the UK government's...

Practice Note

The Financial Conduct Authority (FCA) is a UK financial regulatory body established by Act of Parliament in 2013. It is independent of government and is funded by fees...

Practice Note

What is the Health and Safety Executive? The Health and Safety Executive (HSE) is the national regulator for work-related health, safety and welfare. It acts in the...

Practice Note

This Practice Note covers the role, strategy and enforcement powers of the Home Office as the UK’s immigration regulator. It sets out the key points employers should know...

Practice Note

Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it continues to be treated by...

Practice Note

This Practice Note provides high-level guidance on dealing with the National Crime Agency. It sets out the role, powers and strategy of the NCA; its statutory objectives...

Practice Note

The Pensions Regulator is the UK regulator of work-based pension schemes. This Practice Note sets out the role and objectives of the Pensions Regulator, together with an...

Practice Note

SFO—role and powers Role The Serious Fraud Office (SFO) is the authority in England, Wales and Northern Ireland which investigates and prosecutes cases of serious or...

Practice Note

This Practice Note covers the role, objectives, powers and enforcement strategy of the Solicitors Regulation Authority (SRA). It sets out the areas most likely to attract...

Practice Note
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