Dealing with regulators

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It is important that you feel confident to deal with regulators, especially when things go wrong.

The following Practice Notes are designed to help:

  1. •

    How to deal with the FCA

  2. •

    Dealing with the Environment Agency

  3. •

    Dealing with the Information Commissioner's Office

  4. •

    Dealing with the National Crime Agency

  5. •

    Dealing with the Advertising Standards Authority

They cover key points such as:

  1. •

    who/what is the regulator?

  2. •

    summary

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Latest Risk & Compliance News

OFSI publishes annual review reporting £37bn in frozen assets

The Office of Financial Sanctions Implementation (OFSI) has published its annual review 2024–25, reporting a total of £37bn in frozen assets under UK financial sanctions, up from £24.4bn in the previous financial year. The review covers the period from February 2022–August 2025. During 2024–25, OFSI processed 904 specific licensing decisions, issued 19 general licences, imposed approximately £500,000 in penalties and sustained 240 active enforcement cases. In relation to Russia-related sanctions, £28.7bn of assets have been frozen since February 2022, and enforcement actions have included penalties against Herbert Smith Freehills and Integral Concierge Services Limited.

US Treasury and UK FCDO impose coordinated sanctions on Southeast Asian cybercriminal networks

The US Treasury's Office of Foreign Assets Control (OFAC) and Financial Crimes Enforcement Network (FinCEN), coordinating with the UK's Foreign, Commonwealth & Development Office (FCDO), imposed sanctions on 146 targets within the Prince Group Transnational Criminal Organization. FinCEN finalised a rule under section 311 of the USA PATRIOT Act severing Huione Group from the US financial system for laundering $4bn in illicit proceeds. The UK froze a £12m North London mansion and other properties owned by the Cambodia-based network led by Chen Zhi, which operates scam compounds using forced labour for online investment fraud targeting US and UK citizens.

OFSI issues two new General Licences and amends two additional ones

The Office of Financial Sanctions Implementation (OFSI) has issued two new General Licences. General Licence INT/2025/7539056, titled Russian Oil Majors Wind Down and General Licence INT/2025/7538856, titled Energy Entities Wind-down, both permit persons to wind down transactions involving designated persons. These licences are intended to facilitate the orderly cessation of business activities with sanctioned entities and require users to consult the full licence texts for definitions, permissions and compliance requirements.

European Parliament JURI committee adopts position on sustainability omnibus

The European Parliament’s Legal Affairs Committee (JURI) has adopted its position on the European Commission’s omnibus proposal to streamline requirements under the EU Corporate Sustainability Reporting Directive (CSRD) and Corporate Sustainability Due Diligence Directive (CS3D).

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