Internal investigations

View Risk & Compliance by content type:

Latest Risk & Compliance News

Featured Risk & Compliance content

Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
Read More >
9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
Read More >
9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
Read More >
Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
Read More >
9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
Read More >
Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
Read More >
9th Nov

Most recent Internal investigations content

Practice notes
An internal investigation is a legal process undertaken by an organisation (with or without outside counsel) to review and identify facts relating to...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 9th Apr
Practice notes
Legal professional privilege (LPP) protects documents from disclosure to third parties including government agencies, regulators and claimants in...
Read More >
Produced in partnership with Noel Power of Dechert 9th Apr
Practice notes
An internal investigation is a legal process undertaken by an organisation (with or without outside counsel) to review and identify facts relating to...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 9th Apr
Practice notes
An internal investigation is a legal process undertaken by an organisation (with or without outside counsel) to review and identify facts relating to...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 9th Apr
Practice notes
Increasingly organisations are being required to conduct investigations to meet their legal obligations. Common scenarios that may trigger an...
Read More >
18th Mar
Precedents
Strictly Private & ConfidentialNot to be circulated outside of [insert organisation's name][ group]From: [Head of Legal]To: [recipients]Subject:...
Read More >
Produced in partnership with Dechert 5th Mar
Precedents
Privileged and confidentialNot for onward transmission without reference to [Head of Legal/Name of law firm]Date of report: [insert date]Report...
Read More >
Produced in partnership with Dechert 5th Mar
Precedents
1Decide who should conduct and support the investigationGeneral counsel should decide on how best to conduct the investigation, although they may...
Read More >
19th Feb
Precedents
1Introduction1.1This policy sets out the responsibility of employees and management in relation to the investigation of fraud, bribery, facilitation...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 19th Feb
Precedents
As you may be aware, the Company is currently [being investigated by the [name of agency] OR conducting an internal investigation] in relation to...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 5th Feb
Precedents
Thank you for taking the time to meet with us. As you are aware, we are conducting an investigation on behalf of [insert organisation's name] into...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 8th Jan
Precedents
Dear [insert]We have received various requests for documents from [Regulators and/or other agencies] in relation to [Project X]. It is therefore...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 8th Jan
Precedents
Please click for the Precedent sample privilege logPlease note that this register has been prepared in Excel and it therefore cannot be downloaded to...
Read More >
Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 8th Jan

Popular documents