Internal investigations

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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Internal investigations content

Precedents
Internal investigations—panic sheet1Decide who should conduct and support the investigationGeneral counsel should decide on how best to conduct the...
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22nd Aug
Precedents
Internal investigation—investigation reportPrivileged and confidentialNot for onward transmission without reference to [Head of Legal/Name of law...
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Produced in partnership with Dechert 22nd Aug
Precedents
Document retention noticeStrictly Private & ConfidentialNot to be circulated outside of [insert organisation's name][ group]From: [Head of Legal]To:...
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Produced in partnership with Dechert 22nd Aug
Precedents
Internal investigations—interview invitation letterAs you may be aware, the Company is currently [being investigated by the [name of agency] OR...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 22nd Aug
Precedents
Internal investigations—sample interview warningThank you for taking the time to meet with us. As you are aware, we are conducting an investigation on...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 22nd Aug
Precedents
Data retention notice—IT teamDear [insert]We have received various requests for documents from [Regulators and/or other agencies] in relation to...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 22nd Aug
Precedents
Internal investigations and fraud investigation policy1Introduction1.1This policy sets out the responsibility of employees and management in relation...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 22nd Aug
Practice notes
Data protection and internal investigationsIncreasingly organisations are being required to conduct investigations to meet their legal obligations....
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13th Aug
Practice notes
Internal investigations and legal professional privilegeLegal professional privilege (LPP) protects documents from disclosure to third parties...
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Produced in partnership with Noel Power of Dechert 13th Aug
Practice notes
How to conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside counsel)...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 13th Aug
Practice notes
Creating an internal investigation frameworkAn internal investigation is a legal process undertaken by an organisation (with or without outside...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 1st Aug
Practice notes
Internal investigations—reporting, communications and reputation managementAn internal investigation is a legal process undertaken by an organisation...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 1st Aug
Precedents
Internal investigations—sample privilege logPlease click for the Precedent sample privilege log.Please note that this register has been prepared in...
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Produced in partnership with Noel Power of Dechert and Caroline Black of Dechert 1st Aug

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