Professional conduct and regulation

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent Professional conduct and regulation content

Q&As
From the Solicitors Regulation Authority’s (SRA) perspective, an undertaking is:•a statement, given orally or in writing, whether or not it includes...
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7th Dec
Precedents
A: General informationDate of annual reviewPerson(s) conducting annual reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the...
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7th Dec
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the last 12...
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7th Dec
Precedents
Please click for an Excel version of this register.This register is intended to record non-routine un...
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7th Dec
Precedents
This Legal professional privilege (LPP) quick guide explains what LPP is and how we can best protect it.What is legal professional privilege?LPP...
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6th Dec
Precedents
When establishing and protecting litigation privilege you can avoid the difficulties inherent in retrospectively see...
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6th Dec
Precedents
This Legal professional privilege—top ten tips document highlights key messages on how to attract and then protect legal professional privilege. For...
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6th Dec
Q&As
We would refer you to Practice Note: Client care 2019—law firms, in particular the section 'Accepting and refusing instructions and ceasing to act'....
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3rd Nov

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