AIM Rules for Companies—Rules 12, 13, 14, 15 and 16—disclosure of corporate transactions

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • AIM Rules for Companies—Rules 12, 13, 14, 15 and 16—disclosure of corporate transactions
  • Index
  • Setting the scene
  • Coronavirus (COVID-19) pandemic—more time for notifications
  • AIM Rule 12—substantial transactions
  • Definition of ‘transaction’
  • Investments made by investing companies
  • Definition of ‘consideration’ in class tests
  • Breach of AIM Rule 12 disciplinary cases
  • AIM Rule 13—related party transactions
  • More...

AIM Rules for Companies—Rules 12, 13, 14, 15 and 16—disclosure of corporate transactions

This Resource Note outlines the main provisions of Rules 12, 13, 14, 15 and 16 of the AIM Rules for Companies (AIM Rules), which deal with the disclosure of corporate transactions by an AIM company. It highlights relevant materials, commentary and guidance from the London Stock Exchange (LSE), as well as Lexis®PSL analysis and resources, to give practical guidance on the interpretation and application of Rules 12, 13, 14, 15 and 16 of the AIM Rules.

Material covered in this Resource Note include:

  1. the AIM Rules

  2. the AIM Rules for Nominated Advisers (Nomad Rules)

  3. Inside AIM, the periodic publication from the AIM Regulation team

  4. AIM Notices, which are issued periodically, and contain information on AIM regulatory and administrative matters

  5. Lexis®PSL and Lexis®Library resources.

Index

Setting the scene

Brexit impact

Coronavirus (COVID-19) pandemic—more time needed for notifications

AIM Rule 12—substantial transactions

AIM Rule 13—related party transactions

AIM Rule 14—reverse takeover

AIM Rule 15—fundamental changes of business

AIM Rules 16—aggregation of transactions

Setting the scene

AIM Rules for CompaniesAIM Rules for Companies
What it coversRules 12 to 16 contain the disclosure and other requirements an AIM company must comply with when it undertakes a corporate transaction. Rule 12 deals with substantial transactions, Rule 13 deals with related party transactions, Rule 14 deals with reverse takeovers, Rule 15 deals with fundamental

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