IPO

IPO guidance:

Part of the process when a company applies for an initial admission to trading on AIM (AIM admission) will be an investigation into the company's financial and commercial...

Practice Note

A company (quoted applicant) that already has its securities traded on another specific market (AIM Designated Market) may be able to apply for admission to AIM through...

Practice Note

A company applying for admission to trading on AIM (AIM admission) must meet the requirements of the AIM Rules for Companies (AIM Rules) as well as complying with: • the...

Practice Note

The allotment of shares and issue of shares is governed by statute and the applicable statutory provisions differ according to the type of company that is proposing the...

Practice Note

The allotment and issue of shares is governed by statutory rules, which differ according to the type of company which is proposing the allotment (private or public,...

Practice Note

The Companies Act [1948 OR 1985 OR 2006] Public company limited by shares Articles of association of [insert name] PLC [(adopted by special resolution passed on [date])]...

Precedents

Company number: [insert number] [insert company name] PLC Minutes of a meeting of the [committee of the] board of directors [(the Committee)] (the Meeting) of [insert...

Precedents

Company number: [insert number] [insert company name] [Limited OR plc] Minutes of a meeting of the board of directors (the Meeting) of [insert full name of company] (the...

Precedents

Company number: [insert number] [insert company name] LIMITED Minutes of a meeting of the board of directors (the Meeting) of [insert full name of company] (the Company)...

Precedents

Company number: [insert number] [insert company name] limited Minutes of a meeting of [a committee of] the board of directors (the Meeting) of [insert full name of...

Precedents

Company number: [insert number] [insert company name] Limited Minutes of a meeting of the board of directors (the Meeting) of [insert full name of company] (the Company)...

Precedents

At 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a ratified Withdrawal Agreement between the UK and the EU....

Practice Note

Having established the existence of a ‘professional’ who may owe duties to their client, it is then necessary to consider the bases on which such duties may be founded....

Practice Note

Produced in partnership with Sebastian Orton of Jones Day [On headed notepaper of solicitor] Strictly private and confidential To: [insert nominated adviser name] [insert...

Precedents

[Print on letterhead of adviser or expert] The Directors [Insert name and address of issuer] [Insert date] Dear [insert text] [Insert name of issuer] (the Company):...

Precedents

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see Practice Note:...

Precedents

Private and confidential [Insert company name] (the Company) Introduction Director's Questionnaire For completion by [insert date]. This questionnaire has been prepared...

Precedents

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see Practice Note:...

Precedents

This Market Tracker Trend Report 'Trends in UK Equity Capital Markets 2016' provides an insight into the dynamics and trends of equity capital markets activity in the UK...

Practice Note

This Market Tracker trend report, Trends in UK Equity Capital Markets, examines the current dynamics of ECM activity in respect of IPOs and secondary fundraisings on both...

Practice Note

Market Tracker’s annual report on Trends in UK Equity Capital Markets reviews ECM activity in respect of IPOs and secondary fundraisings on both the Main Market and AIM....

Practice Note

This Market Tracker Trend Report provides an insight into the dynamics and trends of equity capital markets activity in the UK for the period Q4 2013–Q3 2014. It outlines...

Practice Note

Brexit impact The operation of the UK listing and prospectus regime may be affected by Brexit. In particular for the purposes of this note, changes to reflect the UK’s...

Practice Note

The Financial Services and Markets Act 2000 (FSMA 2000) creates a range of criminal and civil/regulatory offences. For further information on civil/regulatory breaches...

Practice Note

[Print on letterhead of reporting accountant] The Directors [Insert name and address of issuer] and [Insert name and address of nominated adviser] [Insert date] Dear...

Precedents

Click here to download the latest Initial Public Offerings 2020 report, published by Getting the Deal Through. Jurisdictions covered The following jurisdictions are...

Practice Note

What is an intention to float announcement? Produced in partnership with Louise Wolfson. An intention to float announcements (ITF) is generally the first announcement to...

Practice Note

This report analyses the types of companies seeking admission to AIM, the commercial factors that may be affecting IPO activity and the drafting of certain risk factors....

Practice Note

Contract Where a contract is made by two or more parties it may contain a promise or obligation made by two or more of those parties. Any such promise may be: • joint •...

Practice Note

Dated [insert date] Introduction This legal due diligence questionnaire relates to the proposed initial admission to AIM of the entire issued [and to be issued] share...

Precedents
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