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Precedents
Clause 1.1 —Add the following definition: PIK Notes means Payment in Kind Notes; [Loan note...
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19th May
Practice notes
Shareholder resolutionsThe agreement of the members of a company is required to make certain changes to a company, such as amending its constitution,...
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19th May
Practice notes
Authorised share capital—continued relevanceThe allotment of shares is governed by the Companies Act 2006 (CA 2006). The requirements that apply...
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19th May
Practice notes
Returning capital to shareholders—B share schemesWhat is a B share scheme and why is it used?A B share scheme is one method used by UK companies to...
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Produced in partnership with Glafkos Tombolis 19th May
Practice notes
Directors’ decision-making—written resolutions and decisions by sole directorsThis Practice Note outlines the written resolution method directors may...
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19th May
Practice notes
Disclosure Guidance and Transparency Rules trackerLast updated March 2021Tracker overviewThis Disclosure Guidance and Transparency Rules (DTR) tracker...
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19th May
Practice notes
Takeover Code—Rule 34—Right of withdrawalThis Resource Note outlines the main provisions of Rule 34 of The City Code on Takeovers and Mergers (Code),...
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19th May
Practice notes
The Duomatic principleThe principle definedCompany decisions are made by way of resolutions of the shareholders. There are three ways in which a...
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Produced in partnership with Philip Hinks of 3 Verulam Buildings (3VB) 19th May
Q&As
Can a company with Table A articles conduct board meetings via telephone?Companies should comply with their articles of association in relation to the...
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19th May
Practice notes
Payments for a director’s loss of office—transfer of an undertakingThe Companies Act 2006 (CA 2006) contains provisions that require payments made by...
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19th May
Q&As
Can a capital contribution/gift by a shareholder be treated as distributable reserves?The issue is whether capital contributions or gifts by a...
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Produced in partnership with Brenda Hannigan of Southampton University 19th May
Practice notes
The unquoted companies regimeThe rules governing annual accounts and reports of unquoted companies are set out in:•Part 15 of the Companies Act 2006...
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19th May
Practice notes
Notifying changes in share capital to Companies House—statement of capitalCoronavirus (COVID-19): Following the coronavirus (COVID-19) outbreak, some...
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19th May
Precedents
The Directors[insert company name][insert company address][insert date]Dear Directors,[insert company name] Limited (the Company)[I, OR We,][insert...
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19th May
Practice notes
Matters reserved for the boardThe UK Corporate Governance Code (UKCG Code) of the Financial Reporting Council (FRC) sets out standards of good...
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19th May
Precedents
Project [insert project name]Prepared for [Insert addressee name][Insert date of report]INDEXReportA. IntroductionB. Executive summaryC. Detailed...
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19th May

Most recent Equity capital markets (AIM) content

Practice notes
The Prospectus Regulation—key changes in comparison to the Prospectus Directive regimeThis Practice Note provides an overview of the implementation of...
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3rd Aug
Practice notes
The Prospectus Regulation—level 2 and level 3 measuresProspectus Regulation—Level 2 measuresThe tables below lists Commission Delegated Regulations...
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3rd Aug
Practice notes
Prospectus Regulation and Prospectus Directive comparison and analysisIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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3rd Aug
Practice notes
The Prospectus Regulation—prospectus format and contentsIn this Practice Note, links are given to the relevant provisions of EU and/or UK legislation,...
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3rd Aug
Practice notes
The Prospectus Regulation—is a prospectus required?In each section of this Practice Note, links are given to the relevant provisions of EU and/or UK...
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3rd Aug
Practice notes
The Prospectus Regulation—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as...
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3rd Aug
Practice notes
The Prospectus Regulation—approval of prospectuses and single passportIn this Practice Note, links are given to the relevant provisions of EU and/or...
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3rd Aug
Practice notes
Prospectus Regulation roadmapIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered...
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3rd Aug
Practice notes
Holding a general meeting of a listed public companyCoronavirus (COVID-19): This Practice Notice contains guidance that may be affected by the...
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1st Aug
Practice notes
General meetings—notice requirements for listed public companiesThis Practice Note summarises the law relating to the steps involved in preparing,...
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1st Aug
Practice notes
Holding an AGM of a listed public companyCoronavirus (COVID-19): This Practice Notice contains guidance that may be affected by the COVID-19 outbreak....
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1st Aug
Q&As
In the context of a listing, are equity securities required to be held in certificated or uncertificated form?Shares in a company can be issued...
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1st Aug
Q&As
Is it possible to structure a single power of attorney to be granted by several different donor companies?A power of attorney (POA) is a formal...
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1st Aug
Q&As
When is a prospectus required and what must it contain?Under the Financial Services and Markets Act 2000 (FSMA 2000), a prospectus (which must be...
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Produced in partnership with Maegen Morrison and Ashley Cooper of Hogan Lovells International LLP 1st Aug
Q&As
What are the main exemptions from the requirement for publishing a prospectus?Where transferable securities are being offered to the public and...
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1st Aug
Q&As
What UK regulatory issues should be considered when a private company wants to raise equity finance from investors by means of an investment in its...
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1st Aug
Q&As
Can a company passport an FCA approved prospectus into the EU before 31 December 2020 and use it to make an offer to the public in the EU after that...
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1st Aug
Q&As
What documentation is needed for a private company rights issue?A rights issue involves an offer of shares to shareholders giving them the right to...
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31st Jul
Q&As
Does a private company which is re-registering as a public company need to apply for a trading certificate?If a company is being incorporated as a...
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31st Jul
Practice notes
Getting the Deal Through: Initial Public Offerings 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Australia; Belgium;...
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31st Jul

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