The agreement of the members of a company is required to make certain changes to a company, such as amending its constitution, name or share capital,...
This Practice Note summarises the traditional fiduciary duties of company directors, including the duty to act in the best interests of the company,...
The underwriters or initial purchasers in an international securities offering will customarily require that the issuer's accountants provide one or...
A ratchet in private equity is a mechanism to vary the amount of equity held by founders, managers and employees post-investment.In a venture capital...
This Practice Note explains the cash box structure and the principles behind its use in connection with a proposed placing by a public limited company...
The Prospectus Regulation (EU) 2017/1129 came into force on 20 July 2017 and its provisions came fully into effect in Member States on 21 July 2019....
This Practice Note outlines the written resolution method directors may adopt to take decisions instead of holding board meetings. It also considers...
Article 18(1) of the UK Market Abuse Regulation (Retained Regulation (EU) 596/2014 (UK Market Abuse Regulation)) provides that an issuer or any person...
This precedent memorandum sets out a ‘specimen’ group-wide dealing policy published by The Chartered Governance Institute (formerly known as ICSA: The...
Article 18(1) of the UK Market Abuse Regulation (Retained Regulation (EU) 596/2014 (UK Market Abuse Regulation)) provides that an issuer or any person...
ARCHIVED: This archived Practice Note provides background reading on the Model Code and is for background purposes only. The Model Code was deleted by...
FORTHCOMING CHANGE: The draft Financial Services Bill proposes to make changes to the UK Market Abuse Regulation including, in relation to Article 19,...
The prohibition against insider dealing is set out in Article 14 of Regulation (EU) 596/2014 (the Market Abuse Regulation) (MAR) which states that a...
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the...
This Resource Note outlines the main provisions of Chapter 4 of the Disclosure Guidance and Transparency Rules (DTR 4), which deals with the periodic...
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