Financial services regulation for corporate lawyers

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Financial services regulation for corporate lawyers guidance:

The following Financial Services practice note provides comprehensive and up to date legal information on An introduction to short selling

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Approval of promotions

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Brexit—UK listing and prospectus regime

Practice notes

The following Corporate precedent provides comprehensive and up to date legal information on Checklist and record—clearance to deal request by PDMR or director...

Precedents

The following Corporate practice note provides comprehensive and up to date legal information on Continuing obligations—disclosure and control of 'inside information'...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Continuing obligations—transactions by a person discharging managerial...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Coronavirus (COVID-19)—EU capital markets recovery package...

Practice notes

The following Corporate precedent provides comprehensive and up to date legal information on Dealing Procedures Manual

Precedents

The following Financial Services practice note provides comprehensive and up to date legal information on Different types of short selling

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Directive 2014/57/EU on criminal sanctions for market abuse...

Practice notes

The following Corporate precedent provides comprehensive and up to date legal information on Disclaimer for communications made to and/or directed at investment...

Precedents

The following Corporate precedent provides comprehensive and up to date legal information on Disclaimer for communications made to and/or directed at overseas persons,...

Precedents

The following Corporate practice note provides comprehensive and up to date legal information on Disclosure Guidance and Transparency Rules tracker

Practice notes

The following Corporate Q&A provides comprehensive and up to date legal information on Does the insider dealing offence in the Market Abuse Regulation apply to off market...

Q&As

The following Corporate practice note provides comprehensive and up to date legal information on DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on DTR Resource Note—DTR 2—Disclosure and control of inside information by...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on DTR Resource Note—DTR 3—Transactions by persons discharging managerial...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on DTR Resource Note—DTR 4—Periodic Financial Reporting

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on DTR Resource Note—DTR 5—Vote Holder and Issuer Notification Rules...

Practice notes

The following Corporate Crime practice note provides comprehensive and up to date legal information on Financial crime in the financial services sector...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Financial Promotion Order: Exemptions for corporate practice...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Financial Services and Markets Act 2000—essentials...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Guide to the European Securities and Markets Authority (ESMA)...

Practice notes

The following Corporate precedent provides comprehensive and up to date legal information on Information Memorandum

Precedents

The following Corporate Crime practice note provides comprehensive and up to date legal information on Insider dealing—a quick guide

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Insider lists

Practice notes
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