Continuing obligations

View Corporate by content type:

Latest Corporate News

Featured Corporate content

Practice notes
Co-operative and community benefit societiesWhat is a co-operative or community benefit society?A co-operative society or community benefit society...
Read More >
19th May
Practice notes
A guide to cash box placingsThis Practice Note explains the cash box structure and the principles behind its use in connection with a proposed placing...
Read More >
Produced in partnership with Danette Antao of Hogan Lovells and Maegen Morrison of Hogan Lovells 19th May
Practice notes
Authorised share capital—continued relevanceThe allotment of shares is governed by the Companies Act 2006 (CA 2006). The requirements that apply...
Read More >
19th May
Practice notes
Private companies limited by sharesWhat is a private company limited by shares?A private company limited by shares is a legal entity which is separate...
Read More >
19th May
Practice notes
DTR Resource Note—DTR 5—Vote Holder and Issuer Notification RulesThis Resource Note outlines the main provisions of Chapter 5 of the Disclosure...
Read More >
19th May
Practice notes
Class 1 transactions—fundamentalsThis document provides accessible practical guidance and links to more comprehensive content in relation to class 1...
Read More >
19th May
Practice notes
Payments for a director’s loss of office—transfer of an undertakingThe Companies Act 2006 (CA 2006) contains provisions that require payments made by...
Read More >
19th May
Practice notes
The Transparency DirectiveThis Practice Note provides an overview of the implementation of and key changes introduced by the EU Transparency Directive...
Read More >
Produced in partnership with Mr Darragh Connell of Forum Chambers 19th May
Practice notes
Directors’ responsibilities statements—company accountsA company's annual report and accounts will often include an appropriate description of...
Read More >
19th May
Practice notes
General meetings—notice requirements for private and unlisted public companiesA general meeting must satisfy certain requirements set out in the...
Read More >
19th May
Q&As
Will a redesignation of shares constitute a variation of class rights?A redesignation of shares involves a change in the name of some or all of a...
Read More >
Produced in partnership with Julian Henwood of Gowling WLG 19th May
Practice notes
Takeover Code—Rule 3—Independent adviceThis Resource Note outlines the main provisions of Rule 3 of The City Code on Takeovers and Mergers (Code),...
Read More >
19th May
Practice notes
Quasi-loans to directors, connected persons and related arrangements—requirement to obtain members’ approvalThe Companies Act 2006 (CA 2006) contains...
Read More >
19th May
Practice notes
Break fees—share purchaseThe nature and purpose of break feesBreak fees are generally designed to compensate one party’s legal and professional costs...
Read More >
19th May
Practice notes
Substantial property transactions—requirement to obtain members’ approvalThe Companies Act 2006 (CA 2006) contains provisions that restrict and...
Read More >
19th May
Precedents
Project [insert project name]Prepared for [Insert addressee name][Insert date of report]INDEXReportA. IntroductionB. Executive summaryC. Detailed...
Read More >
19th May

Most recent Continuing obligations content

Practice notes
Market Abuse Regulation (MAR)—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation,...
Read More >
21st Jul
Practice notes
Dividends—listed and AIM companiesCoronavirus (COVID-19): Following the coronavirus (COVID-19) outbreak, the London Stock Exchange released a notice...
Read More >
20th Jul
Practice notes
Share incentives aspects of MAR and related guidanceImplementation of MAR in the UKRegulation (EU) No 596/2014, the Market Abuse Regulation ( MAR),...
Read More >
15th Jul
Practice notes
UK Listing ReviewThis Practice Note looks at the main recommendations in Lord Hill’s UK Listing Review report published on 3 March 2021 and how the...
Read More >
12th Jul
Precedents
Memorandum on the responsibilities and obligations of a director of an AIM company1Introduction1.1This memorandum has been prepared for the directors...
Read More >
7th Jul
Practice notes
Listed and public company issues—share and asset purchasesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
Read More >
7th Jul
Practice notes
Continuing obligations of an AIM companyA company admitted to trading on AIM (AIM company) must comply with a number of rules called continuing...
Read More >
7th Jul
Practice notes
Share buybacks by way of tender offer—public companiesA limited company may buy back shares in itself, if certain conditions set out in the Companies...
Read More >
7th Jul
Practice notes
Insider listsThis Practice Note considers the obligation of an issuer who issues or proposes to issue financial instruments which are within the scope...
Read More >
1st Jul
Practice notes
Brexit—UK listing and prospectus regimeAt 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a...
Read More >
29th Jun
Practice notes
Financial crime in the financial services sectorMarket abuse and insider dealing are forms of financial crime involving misconduct in, or misuse of...
Read More >
24th Jun
Practice notes
Misleading impressions under the Financial Services Act 2012FORTHCOMING CHANGE: Section 31(2) of the Financial Services Act 2021 (FSA 2021) increases...
Read More >
22nd Jun
Practice notes
Misleading statements under the Financial Services Act 2012FORTHCOMING CHANGE: Section 31(2) of the Financial Services Act 2021 (FSA 2021) increases...
Read More >
Produced in partnership with Joanna Dimmock, Tom Hickey and Fred Kelly of White & Case LLP 22nd Jun
Practice notes
Market Abuse Regulation—unlawful disclosure of inside information and market soundings—quick guideThis Practice Note provides a quick guide to the key...
Read More >
21st Jun
Practice notes
Transferring a company from AIM to the Main MarketThis Practice Note focuses on transferring a company from AIM to the main market for listed...
Read More >
18th Jun
Practice notes
Corporate governance for an AIM companyThe corporate governance frameworkThe principal framework for corporate governance in the UK is the UK...
Read More >
16th Jun
Practice notes
Equity capital markets—glossary of termsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...
Read More >
10th Jun
Practice notes
Insider dealingFORTHCOMING CHANGE: Section 31(1) of the Financial Services Act 2021 (FSA 2021) increases the maximum sentence for insider dealing...
Read More >
Produced in partnership with Joanna Dimmock, Tom Hickey and Fred Kelly of White & Case LLP 9th Jun
Q&As
Who are the main advisers on an AIM or Main Market IPO?Written in partnership with John Holme (Senior Associate, Hogan Lovells International LLP) and...
Read More >
5th Jun

Popular documents