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Practice notes
An introduction to repo and the Global Master Repurchase Agreement (GMRA)Coronavirus (COVID-19): This Practice Note contains information on subjects...
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Produced in partnership with Joseph Wren of Travers Smith and Jonathan Gilmour of Travers Smith 19th May
Practice notes
What are credit derivatives?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered...
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19th May
Practice notes
An introduction to securities lending transactions and the Global Master Securities Lending Agreement (GMSLA)Coronavirus (COVID-19): This Practice...
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Produced in partnership with Joseph Wren of Travers Smith and Jonathan Gilmour of Travers Smith 19th May
Practice notes
Exchange traded derivativesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
OTC and exchange traded derivatives—key features and conceptsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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19th May
Practice notes
Events of defaultThis Practice Note considers:•the purpose of events of default included in facility agreements•common events of default relating to...
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19th May
Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert full name of borrower]1We refer to...
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19th May
Practice notes
European PIK loan facilitiesThis Practice Note provides information on European PIK loan facilities (PIK facilities). It discusses:•the key features...
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Produced in partnership with Susan Whitehead, Consultant at Hogan Lovells and Penny Angell, Partner at Hogan Lovells 19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
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Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Perfecting securityIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
Bilateral, syndicated and club arrangementsOne of the features used to categorise loans is the number of lenders involved. A loan involving one lender...
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19th May
Practice notes
Transferring a loan by equitable assignmentAssignment is a means by which a lender can transfer its interest in a loan to another lender.For an...
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19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
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19th May
Precedents
[insert date]To:[insert full name and address of lender]Dear [insert full name of lender]I am a director of [insert full name of borrower] (the...
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19th May
Q&As
What is the quoted eurobond exemption?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...
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19th May
Practice notes
Overdrafts, term loans and revolving credit facilitiesThis Practice Note explains the features of three common types of loan facility:•overdrafts•term...
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19th May

Most recent Regulation for derivatives lawyers content

Practice notes
EMIR—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as applicable, and...
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22nd Jul
Practice notes
Market Abuse Regulation (MAR)—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation,...
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21st Jul
Practice notes
Regulation of CCPsCORONAVIRUS (COVID-19): This Practice Note contains information on subjects potentially impacted by the government and regulators'...
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20th Jul
Practice notes
CRD IV—essentialsThis Practice Note introduces key concepts in the EU’s package of prudential measures, the Capital Requirements Directive IV...
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19th Jul
Practice notes
Derivatives clearing houses in the EU and the UKWhat is a clearing house?The clearing obligation under the European Markets Infrastructure Regulation...
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Produced in partnership with Assia Damianova of Cadwalader, Wickersham & Taft LLP 19th Jul
Practice notes
UCITS VIUCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued...
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Produced in partnership with Andrew Henderson of Macfarlanes 15th Jul
Practice notes
Margin for non-cleared derivatives—industry initiativesThe introduction of margin requirements for non-cleared derivatives is transforming how firms...
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14th Jul
Practice notes
Solvency II—essentialsSolvency II—overviewSolvency II is a framework for the taking-up of business and supervision of insurance and reinsurance...
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7th Jul
Practice notes
Bank Recovery and Resolution Directive (BRRD)—essentialsThis Practice Note gives a general overview of the Bank Recovery and Resolution Directive...
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6th Jul
Practice notes
Regulation of indirect clearing of derivativesWhat is clearing of derivatives?Clearing is a process which eliminates the normal risk that a party to a...
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1st Jul
Practice notes
Cleared derivatives—treatment of client collateral for leverage ratio purposesWhat is clearing of derivatives?Clearing is a process which eliminates...
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1st Jul
Practice notes
MiFIR—trading obligation for derivativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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1st Jul
Practice notes
MiFID I, MiFID II and MiFIR—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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28th Jun
Practice notes
Undertakings for Collective Investment in Transferable Securities (UCITS)—essentials BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
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28th Jun
Practice notes
AIFMD—essentialsThis Practice Note explores key elements of the Alternative Investment Fund Managers Directive (Directive 2011/61/EU) (AIFMD),...
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28th Jun
Practice notes
Packaged Retail and Insurance-based Investment Products (PRIIPs)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end...
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28th Jun
Practice notes
Impact of Brexit: AIFMD—quick guideThis Brexit Alternative Investment Fund Managers Directive 2011/61/EC (AIFMD) quick guide details current UK...
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25th Jun
Practice notes
An introduction to REMITBrexit impactAs of 31 January 2020 (exit day), the UK is no longer an EU Member State, but it had entered an implementation...
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Produced in partnership with White & Case 17th Jun
Practice notes
MiFID II—commodity derivatives—position limitsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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14th Jun
Practice notes
MiFID II—commodities exemptionsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with Puesan Lam and Tony Katz of DLA Piper LLP 14th Jun

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