In-house banking and finance

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In-house banking and finance guidance:

STOP PRESS: Please note that this Practice Note is currently undergoing a detailed review. What is money laundering? Money laundering is the process by...

Practice Note

BREXIT: The law as set out in this Practice Note may be affected by Brexit. For further details on the potential impact of Brexit on competition law, see Practice Note:...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

What is continuing competence? All solicitors and registered European and registered foreign lawyers (RELs and RFLs) in legal practice or employment in England and Wales...

Practice Note

This Practice Note sets out some practical considerations for banking and finance lawyers who are new to in-house roles. It is written for banking and finance lawyers...

Practice Note

STOP PRESS: This Practice Note is being reviewed in light of the SRA’s regulatory reforms, in force from 25 November 2019. For further guidance, see: SRA reforms...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

Roles and responsibilities within a financial institution This Practice Note is designed to cover the key roles within a financial institution, the responsibilities that...

Practice Note

This Practice Note sets out the factors that an in-house lawyer should consider when selecting an external law firm to advise in relation to a banking and finance...

Practice Note

Brexit: On 31 January 2020, the UK ceased to be an EU Member State and entered an implementation period, during which it continues to be subject to EU law. During this...

Practice Note

The extent of an in-house counsel’s involvement in a lending transaction will be dictated by the ambit of their role and to a large extent by the complexity of the...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

It is very common for confidentiality agreement to be signed between parties when no external counsel has yet been appointed. As such the onus will fall on the in-house...

Practice Note

It is very common for engagement letters, release letters and reliance letters to be signed between parties when no external counsel has yet been appointed. Even if...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note