In the fast-paced realm of banking and finance, effective management of claims and remedies is crucial for maintaining operational integrity and client trust. Equip yourself with the latest strategies and legal precedents essential for navigating disputes and achieving favourable outcomes. Enhance your practice with practical insights designed to streamline your approach and safeguard your clients' interests.
The Financial Conduct Authority (FCA) has confirmed that the bond consolidated tape (CT) has gone live. Operated by ETS Connect UK, the CT offers a...
Companies House has updated its guidance on the identity verification standard for Authorised Corporate Service Providers (ACSPs). The changes add...
The International Swaps and Derivatives Association (ISDA), Futures Industry Association (FIA), Global Financial Markets Association (GFMA), Commodity...
The Green, Social, Sustainability, Sustainability-Linked Principles, and Climate Transition Bond Guidelines (collectively referred to as the...
Invoice discounting and factoringThe popularity of financing business through the invoice discounting and factoring of receivables has grown...
Foreign exchange (FX) derivativesWhat is a FX derivative?A foreign exchange (FX) derivative is a type of derivative whose payoff depends on the FX...
Types of debt securitiesWhat are debt securities?In the context of the debt capital markets, the term 'debt security' means a financial instrument,...
An introduction to repo and the Global Master Repurchase Agreement (GMRA)Coronavirus (COVID-19): This Practice Note contains information on subjects...
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
If a beneficiary signs a deed of disclaimer of their share of an estate and the estate pays their legal fees, will that count as a PET against their estate?A disclaimer is the refusal of a gift prior to acceptance. The refusal of the gift must take place before the beneficiary accepts any benefit
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of
0330 161 1234