US regulation for derivatives lawyers

Copyright © 2025 LexisNexis

What is the key US legislation affecting derivatives?

Following the 2008 financial crisis, the G20 group of countries reached an agreement to increase transparency and promote market integrity in the US banking system which led to the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) in 2010. Title VII of the Dodd-Frank Act provides a framework for the regulation of swap markets

To view the latest version of this document and thousands of others like it, sign-in with LexisNexis or register for a free trial.

Existing user? Sign-in TAKE A FREE TRIAL
Powered by Lexis+®
Latest Banking & Finance News

ISDA launches pre-adherence for new digital notices platform

The International Swaps and Derivatives Association (ISDA) has introduced a pre-adherence process for its new Notices Hub platform, which is scheduled to launch on 15 July 2025. Managed by S&P Global Market Intelligence, the platform will revolutionise the delivery of termination notices and waivers under ISDA master agreements by enabling firms to submit these documents digitally, thereby replacing the current requirement for physical delivery. A complimentary protocol will update existing agreements between adhering parties to facilitate the platform's use. While the service will be free for buy-side firms, dealers will benefit from two-year discounted rates if they adopt the platform early.

IFRS Foundation publishes jurisdictional profiles to document adoption progress of ISSB Standards

The International Financial Reporting Standards (IFRS) Foundation has published 17 jurisdictional profiles detailing global progress on adoption of the IFRS Sustainability Disclosure Standards (ISSB Standards). The profiles reveal that 14 jurisdictions have committed to fully adopting the ISSB Standards, two aim to adopt the climate-specific requirements, and one plans to partially incorporate the standards. Complementing these profiles are 16 additional snapshots that provide an overview of regulatory approaches still to be finalised. Designed to enhance transparency for capital markets and serve as an authoritative reference for stakeholders, these profiles underscore significant global alignment with the ISSB Standards.

FCA's Rathi tries to gauge government risk appetite for crypto

Law360, London: The Financial Conduct Authority (FCA) warned a cross-party group of MPs on 10 June 2025 it needed a steer on the government's risk appetite for crypto-assets amid the push for UK competitiveness and economic growth.

Banking and Finance weekly highlights—12 June 2025

This week's edition of Banking and Finance weekly highlights includes: (1) the Law Commission launches a consultation on reforms to private international law in the context of digital assets and electronic trade documents; (2) ISDA publishes position paper on Commission's proposed sustainability omnibus package; and (3) the European Commission launches free sanctions compliance helpdesk for SMEs.

View Banking & Finance by content type :  
News
Practice notes
Precedents
Q&As

Popular documents

Priority between loss reliefs in loss making companies

Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a

Late payment penalties—inheritance tax

Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid

Strike out—making an application to strike out a statement of case

Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application

Glossary—Latin legal terms

Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
Priority between loss reliefs in loss making companies

Priority between loss reliefs in loss making companies

Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a

Late payment penalties—inheritance tax

Late payment penalties—inheritance tax

Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid

Strike out—making an application to strike out a statement of case

Strike out—making an application to strike out a statement of case

Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application

Glossary—Latin legal terms

Glossary—Latin legal terms

Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin