US regulatory issues—debt capital markets

US regulatory issues—debt capital markets guidance:

A 10b-5 letter (also referred to as a 'disclosure letter') is a letter delivered to the underwriters by issuer's and underwriters' counsel in connection...

Practice Note

This Practice Note is intended to give non-US legal practitioners a degree of familiarity with the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (the...

Practice Note

STOP PRESS: The Financial Choice Act, which was passed in US House of Representatives on June 2017 seeks in large part to undo many of the restrictive provisions of the...

Practice Note

By Bradley Berman, Lloyd Harmetz and Anna Pinedo, Morrison & Foerster LLP Bradley Berman is Of Counsel in the New York office of Morrison & Foerster LLP. Lloyd Harmetz is...

Practice Note

Bradley Berman is Of Counsel in the New York office of Morrison & Foerster LLP. Lloyd Harmetz is a partner in the New York office of Morrison & Foerster LLP. Anna Pinedo...

Practice Note

By Bradley Berman, Lloyd Harmetz and Anna Pinedo, Morrison & Foerster LLP Bradley Berman is Of Counsel in the New York office of Morrison & Foerster LLP. Lloyd Harmetz is...

Practice Note

Introduction The US provisions which are most relevant to international issues of debt securities outside the US are: • the exemptions granted under Rule 144A and...

Practice Note

Introduction to US financial services regulation The financial services industry in the US is heavily regulated by a myriad of different regulators at the state and...

Practice Note

State securities regulators Apart from the Securities and Exchange Commission (SEC), which is an independent government agency charged with administering the federal...

Practice Note

Securities and Exchange Commission (SEC) What is the SEC? The SEC was created under the Securities and Exchange Act of 1934. This Act also amended and strengthened the...

Practice Note

Certain foreign companies that issue securities, or desire a secondary public trading market for their securities, in the United States face different registration and...

Practice Note