UK and EU FS regulation—one minute guides

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Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert full name of borrower]1We refer to...
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19th May
Practice notes
European PIK loan facilitiesThis Practice Note provides information on European PIK loan facilities (PIK facilities). It discusses:•the key features...
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Produced in partnership with Susan Whitehead, Consultant at Hogan Lovells and Penny Angell, Partner at Hogan Lovells 19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
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Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Increased costsThis Practice Note considers the costs that a lender will incur when providing funding to a borrower and the steps that it will take...
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19th May
Practice notes
Perfecting securityIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
Synthetic securitisationsWhat is a securitisation?Securitisation is a technique used to finance the ownership or sale of types of assets that would...
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19th May
Practice notes
Bilateral, syndicated and club arrangementsOne of the features used to categorise loans is the number of lenders involved. A loan involving one lender...
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19th May
Practice notes
Pre-export finance—key terms in the facility agreementPre-export finance (PXF) is an established structure used to provide finance to producers of...
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Produced in partnership with Dentons 19th May
Practice notes
Derivatives—ISDA documentation frameworkThe International Swaps and Derivatives Association, Inc. (ISDA) is an association for participants in the...
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19th May
Practice notes
The facility agentThis Practice Note covers the duties and role of the facility agent (defined in the Loan Market Association (LMA) documentation as...
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19th May
Precedents
This Deed of guarantee and indemnity is made on [insert day and month] 20[insert year]Parties1[Insert name of Guarantor], a company incorporated in...
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19th May
Practice notes
Transferring a loan by equitable assignmentAssignment is a means by which a lender can transfer its interest in a loan to another lender.For an...
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19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
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19th May
Practice notes
Loan Market Association (LMA)—news on documentation [Archived]This Practice Note is an archive of news from the Loan Market Association (LMA) on LMA...
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19th May
Practice notes
Crystallisation of floating chargesThe key feature of a floating charge is that, until it crystallises, the chargor is entitled to deal with the...
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19th May
Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert name of borrower],We are pleased to...
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19th May

Most recent UK and EU FS regulation—one minute guides content

Practice notes
MLD4—key provisions for financial services firms—one minute guideThis one minute guide summarises the key provisions of the Fourth Anti-Money...
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24th Sep
Practice notes
MLD5—key provisions for financial services firms—one minute guideAdoption of MLD5 and implementation in the UKThe Fifth Money Laundering Directive...
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24th Sep
Practice notes
EU and UK regulation of the debt capital markets—one minute guideThe principal regulations that govern the debt capital markets in (1) the EU and the...
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23rd Sep
Practice notes
European regulation of derivatives—one minute guideOTC derivatives and ETDsThere are two broad types of derivatives:•over the counter (OTC)...
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20th Sep
Practice notes
Open Banking—one minute guideWhat is the background to the Open Banking concept?Despite great technological advances in the retail banking sector over...
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8th Sep
Practice notes
Payment Services Directive 2 (PSD2)—one minute guideBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Bill McCaffrey of CMS 8th Sep
Practice notes
Financial services firms—legal obligation and legitimate interest under the GDPR—one minute guideBREXIT: 11pm (GMT) on 31 December 2020 (‘IP...
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24th Aug
Practice notes
Market Abuse Regulation (MAR)—one minute guideWhat is the objective of the EU Market Abuse Regulation and UK Market Abuse Regulation?The Market Abuse...
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24th Aug
Practice notes
GDPR for financial services firms—one minute guideBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Curtis McCluskey of Reed Smith LLP 24th Aug
Practice notes
Solvency II—one minute guideScope of this guideThis One Minute Guide provides a high-level introduction to the regime under the Solvency II Directive...
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19th Aug
Practice notes
Benchmarks Regulation—one minute guideThis Practice Note provides high-level guidance on Regulation (EU) 2016/1011 (OJ L 171/1) (the EU Benchmarks...
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11th Aug
Practice notes
EMIR—one minute guideWhat is EU EMIR?In 2009 the G20 pledged to undertake reforms aimed at increasing transparency and reducing systemic counterparty...
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11th Aug
Practice notes
AIFMD—one minute guide This one minute guide provides a condensed summary of the key requirements of the Alternative Investment Fund Managers...
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11th Aug
Practice notes
Collective investment schemes—one minute guideThis one minute guide provides a brief summary of the key regulatory requirements for collective...
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11th Aug
Practice notes
European regulation of structured products and securitisation—one minute guideIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the...
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3rd Aug
Practice notes
MiFID II and MiFIR—one minute guideBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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31st Jul
Practice notes
Securitisation Regulation—one minute guideThis Practice Note provides high level information on Regulation (EU) 2017/2402 (OJ L 347, 28.12.2017, p....
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30th Jul

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