Regulatory architecture

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Practice notes
SubordinationSubordination is a way of changing the priority of claims against a debtor so that one creditor or group of creditors (the junior...
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19th May
Practice notes
An introduction to securities lending transactions and the Global Master Securities Lending Agreement (GMSLA)Coronavirus (COVID-19): This Practice...
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Produced in partnership with Joseph Wren of Travers Smith and Jonathan Gilmour of Travers Smith 19th May
Practice notes
Term Loan B facilitiesThis Practice Note discusses Term Loan B (TLB) facilities which frequently appear as a tranche of senior facilities in...
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Produced in partnership with Carlo de Vito Piscicelli of Cleary Gottlieb Steen & Hamilton 19th May
Practice notes
Structure of a facility agreementThis Practice Note discusses the usual components of a bilateral, committed facility agreement to a corporate...
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19th May
Practice notes
OTC and exchange traded derivatives—key features and conceptsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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19th May
Practice notes
How is a mortgage created?A mortgage is one of the four types of security recognised under English law and described in Types of security.This...
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19th May
Practice notes
Perfecting security over aircraft and registering security on the UK Register of Aircraft MortgagesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020...
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19th May
Practice notes
European PIK loan facilitiesThis Practice Note provides information on European PIK loan facilities (PIK facilities). It discusses:•the key features...
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Produced in partnership with Susan Whitehead, Consultant at Hogan Lovells and Penny Angell, Partner at Hogan Lovells 19th May
Practice notes
Perfecting securityIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
Synthetic securitisationsWhat is a securitisation?Securitisation is a technique used to finance the ownership or sale of types of assets that would...
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19th May
Practice notes
Pre-export finance—key terms in the facility agreementPre-export finance (PXF) is an established structure used to provide finance to producers of...
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Produced in partnership with Dentons 19th May
Practice notes
Derivatives—ISDA documentation frameworkThe International Swaps and Derivatives Association, Inc. (ISDA) is an association for participants in the...
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19th May
Precedents
This Deed of guarantee and indemnity is made on [insert day and month] 20[insert year]Parties1[Insert name of Guarantor], a company incorporated in...
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19th May
Practice notes
Loan Market Association (LMA)—news on documentation [Archived]This Practice Note is an archive of news from the Loan Market Association (LMA) on LMA...
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19th May
Practice notes
Crystallisation of floating chargesThe key feature of a floating charge is that, until it crystallises, the chargor is entitled to deal with the...
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19th May
Practice notes
Direct agreements in project finance transactionsWhat is a direct agreement?Direct agreements are very common in project finance transactions. A...
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19th May

Most recent Regulatory architecture content

Practice notes
The EU’s Single RulebookBackground to the Single RulebookHistorically, the European Commission (Commission) favours using Directives (rather than...
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Produced in partnership with DLA Piper 29th Jul
Practice notes
Payment Systems Regulator—duties and powersGeneral dutiesThe Payment Systems Regulator (PSR) has a number of statutory duties and powers under the...
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Produced in partnership with Sidley Austin 28th Jul
Practice notes
The Single Resolution MechanismBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with DLA Piper 27th Jul
Practice notes
The EU’s Single Supervisory MechanismBackground to the Single Supervisory MechanismFollowing the 2008 financial crisis, there was increasing anxiety...
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Produced in partnership with DLA Piper 27th Jul
Practice notes
European Insurance and Occupational Pensions Authority (EIOPA)What does EIOPA do? The European Insurance and Occupational Pensions Authority (EIOPA)...
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27th Jul
Practice notes
Guide to the European Securities and Markets Authority (ESMA)This Practice Note focuses on the membership, role and processes of the European...
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12th Jul
Practice notes
Bank for International SettlementsThe work and foundations of BISThe Bank for International Settlements (BIS) assists central banks in relation to...
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12th Jul
Practice notes
The European Systemic Risk BoardBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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12th Jul
Practice notes
Competition—a guide for in-house banking and finance lawyersIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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7th Jul
Practice notes
The European Central BankBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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2nd Jul
Practice notes
Prudential Regulation Authority—powersBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Speechly Bircham 25th Jun
Practice notes
The Capital Markets UnionIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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14th Jun
Practice notes
G-20What is G-20?G-20, or the Group of Twenty, is a supra-national forum for international co-operation in relation to economics and finance. It is...
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5th Jun
Practice notes
Interaction between the PRA, FCA and FPCBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Practice notes
Financial Conduct Authority—structure and constitutionBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Q&As
What is a contractual stay?The EU Bank Recovery and Resolution Directive 2014/59/EU (BRRD) gives the Bank of England (in certain circumstances, and in...
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5th Jun
Practice notes
The Bank of EnglandBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
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5th Jun
Practice notes
FCA Handbook—introductionBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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5th Jun
Practice notes
UK financial services regulatory structure diagramThe diagram below sets out the regulatory structure that exists in the UK for financial services,...
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5th Jun
Practice notes
International Organization of Securities Commissions (IOSCO)IOSCOThe International Organization of Securities Commissions emerged in 1983 from a...
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5th Jun

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