EU regulatory issues—structured products and securitisation

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Practice notes
Exchange traded derivativesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
How is a mortgage created?A mortgage is one of the four types of security recognised under English law and described in Types of security.This...
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19th May
Practice notes
WarrantsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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19th May
Practice notes
Key issues in loan transfers There are times when a lender might want to get back some of the money it has lent to a borrower before the borrower is...
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19th May
Precedents
This Deed is made on [insert day and month] 20[insert year]Parties1[Insert name of Chargor], a company incorporated in England and Wales with...
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19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
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Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Synthetic securitisationsWhat is a securitisation?Securitisation is a technique used to finance the ownership or sale of types of assets that would...
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19th May
Practice notes
Bilateral, syndicated and club arrangementsOne of the features used to categorise loans is the number of lenders involved. A loan involving one lender...
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19th May
Practice notes
Increased costsThis Practice Note considers the costs that a lender will incur when providing funding to a borrower and the steps that it will take...
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19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
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19th May
Practice notes
Crystallisation of floating chargesThe key feature of a floating charge is that, until it crystallises, the chargor is entitled to deal with the...
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19th May
Practice notes
What is credit support and how is it used in the ISDA credit support documentation?What is credit support?Credit support is a means of a party...
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19th May
Practice notes
Role of a bond trusteeNot all bond issues involve a trustee. It is up to the issuer to decide whether to appoint a trustee or a fiscal agent—see...
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19th May
Q&As
What is the quoted eurobond exemption?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...
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19th May
Practice notes
Overdrafts, term loans and revolving credit facilitiesThis Practice Note explains the features of three common types of loan facility:•overdrafts•term...
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19th May
Practice notes
Third party securityIn many commercial finance transactions, lenders expect to be given some form of credit support to increase their confidence in...
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19th May

Most recent EU regulatory issues—structured products and securitisation content

Practice notes
The Prospectus Regulation—approval of prospectuses and single passportIn this Practice Note, links are given to the relevant provisions of EU and/or...
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26th Jul
Practice notes
EMIR—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as applicable, and...
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22nd Jul
Practice notes
EU Prospectus Regulation trackerLast updated July 2021Tracker overviewThis tracker summarises legislative and regulatory developments from 2001 to the...
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22nd Jul
Practice notes
The Capital Markets Union—recent news2021 News DateNews story15 July 2021Commission staff working document: ‘Monitoring progress towards a capital...
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19th Jul
Practice notes
Securitisation Regulation—essentialsThis Practice Note provides information on the Securitisation Regulation (EU) 2017/2402 (OJ L 347, 28.12.2017, p....
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16th Jul
Practice notes
What does IP completion day mean for DCM lawyers?During the transition period, the key EU regulations effectively remained in place for DCM lawyers...
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16th Jul
Practice notes
UCITS VIUCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued...
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Produced in partnership with Andrew Henderson of Macfarlanes 15th Jul
Practice notes
European regulation of the debt capital markets—one minute guideIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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15th Jul
Practice notes
The Prospectus Regulation—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as...
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12th Jul
Practice notes
The Prospectus Regulation—is a prospectus required?In each section of this Practice Note, links are given to the relevant provisions of EU and/or UK...
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8th Jul
Practice notes
UK Prospectus Regulation trackerLast updated July 2021Tracker overviewThis tracker summarises legislative and regulatory developments in relation to...
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7th Jul
Practice notes
The regulation of crowdfunding platforms—essentialsScope of this Practice NoteThis Practice Note discusses the regulatory issues faced by crowdfunding...
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7th Jul
Practice notes
Bank Recovery and Resolution Directive (BRRD)—essentialsThis Practice Note gives a general overview of the Bank Recovery and Resolution Directive...
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6th Jul
Practice notes
Regulation of indirect clearing of derivativesWhat is clearing of derivatives?Clearing is a process which eliminates the normal risk that a party to a...
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1st Jul
Practice notes
Securities Financing Transactions Regulation (SFTR)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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28th Jun
Practice notes
MiFID I, MiFID II and MiFIR—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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28th Jun
Practice notes
Undertakings for Collective Investment in Transferable Securities (UCITS)—essentials BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
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28th Jun
Practice notes
AIFMD—essentialsThis Practice Note explores key elements of the Alternative Investment Fund Managers Directive (Directive 2011/61/EU) (AIFMD),...
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28th Jun
Practice notes
Packaged Retail and Insurance-based Investment Products (PRIIPs)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end...
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28th Jun
Practice notes
Coronavirus (COVID-19)—EU capital markets recovery packageThis Practice Note summarises the new capital markets recovery package of measures proposed...
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28th Jun

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