US regulatory issues—structured products and securitisation

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An introduction to securities lending transactions and the Global Master Securities Lending Agreement (GMSLA)Coronavirus (COVID-19): This Practice...
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Produced in partnership with Joseph Wren of Travers Smith and Jonathan Gilmour of Travers Smith 19th May
Practice notes
What is securitisation?Securitisation is a financing techniqueSecuritisation is a technique used to finance the ownership or sale of types of assets...
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19th May
Practice notes
Exchange traded derivativesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
Structure of a facility agreementThis Practice Note discusses the usual components of a bilateral, committed facility agreement to a corporate...
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19th May
Practice notes
OTC and exchange traded derivatives—key features and conceptsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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19th May
Practice notes
Transferring a loan by sub-participationSub-participation is a means by which a lender can transfer its risk in a loan to another lender. For an...
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19th May
Practice notes
Key issues in loan transfers There are times when a lender might want to get back some of the money it has lent to a borrower before the borrower is...
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19th May
Precedents
This Deed is made on [insert day and month] 20[insert year]Parties1[Insert name of Chargor], a company incorporated in England and Wales with...
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19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
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Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Pre-export finance—key terms in the facility agreementPre-export finance (PXF) is an established structure used to provide finance to producers of...
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Produced in partnership with Dentons 19th May
Practice notes
Loan Market Association (LMA)—news on documentation [Archived]This Practice Note is an archive of news from the Loan Market Association (LMA) on LMA...
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19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
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19th May
Practice notes
Borrowing base facilities—key terms in the facility agreementA borrowing base facility ('BB Facility') is a working capital line designed to provide...
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Produced in partnership with Dentons 19th May
Precedents
[insert date]To:[insert full name and address of lender]Dear [insert full name of lender]I am a director of [insert full name of borrower] (the...
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19th May
Practice notes
Role of a bond trusteeNot all bond issues involve a trustee. It is up to the issuer to decide whether to appoint a trustee or a fiscal agent—see...
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19th May
Q&As
What is the quoted eurobond exemption?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...
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19th May

Most recent US regulatory issues—structured products and securitisation content

Practice notes
Dodd-Frank tracker—key legislation for Financial Services [Archived]STOP PRESS: The Financial Choice Act, which was passed in US House of...
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31st Jul
Practice notes
Understanding the impact of Dodd-Frank on financial derivativesBackground to the Dodd-Frank ActFollowing the financial crisis of the US capital...
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31st Jul
Practice notes
USA—Introduction to the Securities Exchange Act of 1934 and the Securities Act of 1933Background and purposes of the Securities Exchange ActThe...
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Produced in partnership with Tom O’Neill of Herbert Smith Freehills 31st Jul
Practice notes
Dodd-Frank Act—overview for non-US lawyers—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Dwight C. Smith of Covington & Burling LLP 31st Jul
Practice notes
US: Foreign Account Tax Compliance Act (FATCA)—summaryThe Hiring Incentives to Restore Employment Act (the HIRE Act) include provisions that give the...
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Produced in partnership with John Narducci (Partner) and Stephen C Lessard (Associate) of Orrick, Herrington & Sutcliffe LLP 31st Jul
Practice notes
FATCA in the UK—securitisation vehiclesBackground to FATCAFATCA is so-called because it derives from the Foreign Account Tax Compliance provisions in...
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Produced in partnership with White & Case 31st Jul
Practice notes
Tax—FATCA trackerThis tax 'tracker' tool displays the current status of both US FATCA and UK FATCA intergovernmental agreements (IGA).The tracker is...
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31st Jul
Practice notes
Clearing obligations: central clearing process and the role of clearing housesIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the...
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Produced in partnership with Chrys Carey of Morrison & Foerster and Peter Green of Morrison & Foerster 30th Jul
Practice notes
US regulation of structured products and securitisation—one minute guideThe principal United States (US) regulators and regulations that govern...
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30th Jul
Practice notes
A comparison of EMIR and Title VII of the Dodd-Frank ActIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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Produced in partnership with Morrison & Foerster 30th Jul

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