Regulatory architecture

View Banking & Finance by content type:

Latest Banking & Finance News

Featured Banking & Finance content

Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert full name of borrower]1We refer to...
Read More >
19th May
Practice notes
European PIK loan facilitiesThis Practice Note provides information on European PIK loan facilities (PIK facilities). It discusses:•the key features...
Read More >
Produced in partnership with Susan Whitehead, Consultant at Hogan Lovells and Penny Angell, Partner at Hogan Lovells 19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
Read More >
Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Increased costsThis Practice Note considers the costs that a lender will incur when providing funding to a borrower and the steps that it will take...
Read More >
19th May
Practice notes
Perfecting securityIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
Read More >
19th May
Practice notes
Synthetic securitisationsWhat is a securitisation?Securitisation is a technique used to finance the ownership or sale of types of assets that would...
Read More >
19th May
Practice notes
Bilateral, syndicated and club arrangementsOne of the features used to categorise loans is the number of lenders involved. A loan involving one lender...
Read More >
19th May
Practice notes
Pre-export finance—key terms in the facility agreementPre-export finance (PXF) is an established structure used to provide finance to producers of...
Read More >
Produced in partnership with Dentons 19th May
Practice notes
Derivatives—ISDA documentation frameworkThe International Swaps and Derivatives Association, Inc. (ISDA) is an association for participants in the...
Read More >
19th May
Practice notes
The facility agentThis Practice Note covers the duties and role of the facility agent (defined in the Loan Market Association (LMA) documentation as...
Read More >
19th May
Precedents
This Deed of guarantee and indemnity is made on [insert day and month] 20[insert year]Parties1[Insert name of Guarantor], a company incorporated in...
Read More >
19th May
Practice notes
Transferring a loan by equitable assignmentAssignment is a means by which a lender can transfer its interest in a loan to another lender.For an...
Read More >
19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
Read More >
19th May
Practice notes
Loan Market Association (LMA)—news on documentation [Archived]This Practice Note is an archive of news from the Loan Market Association (LMA) on LMA...
Read More >
19th May
Practice notes
Crystallisation of floating chargesThe key feature of a floating charge is that, until it crystallises, the chargor is entitled to deal with the...
Read More >
19th May
Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert name of borrower],We are pleased to...
Read More >
19th May

Most recent Regulatory architecture content

Practice notes
The Capital Markets UnionIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
Read More >
3rd Aug
Q&As
What is a contractual stay?The EU Bank Recovery and Resolution Directive 2014/59/EU (BRRD) gives the Bank of England (in certain circumstances, and in...
Read More >
31st Jul
Practice notes
The EU’s Single Supervisory MechanismBackground to the Single Supervisory MechanismFollowing the 2008 financial crisis, there was increasing anxiety...
Read More >
Produced in partnership with DLA Piper 31st Jul
Practice notes
Committee on Payments and Market InfrastructuresBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
31st Jul
Practice notes
European Insurance and Occupational Pensions Authority (EIOPA)What does EIOPA do? The European Insurance and Occupational Pensions Authority (EIOPA)...
Read More >
31st Jul
Practice notes
USA—The US regulatorsSecurities and Exchange Commission (SEC)What is the SEC?The SEC was created under the Securities and Exchange Act of 1934. This...
Read More >
31st Jul
Practice notes
The application of EU legislation to non-EU EEA statesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
Produced in partnership with Maclay Murray & Spens LLP 31st Jul
Practice notes
UK financial services regulatory structure diagramThe diagram below sets out the regulatory structure that exists in the UK for financial services,...
Read More >
31st Jul
Practice notes
International Organization of Securities Commissions (IOSCO)IOSCOThe International Organization of Securities Commissions emerged in 1983 from a...
Read More >
31st Jul
Practice notes
The Single Resolution MechanismBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
Read More >
Produced in partnership with DLA Piper 31st Jul
Practice notes
G-20What is G-20?G-20, or the Group of Twenty, is a supra-national forum for international co-operation in relation to economics and finance. It is...
Read More >
31st Jul
Practice notes
The European Systemic Risk BoardBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
Read More >
31st Jul
Practice notes
Bank for International SettlementsThe work and foundations of BISThe Bank for International Settlements (BIS) assists central banks in relation to...
Read More >
30th Jul
Practice notes
Guide to the European Securities and Markets Authority (ESMA)This Practice Note focuses on the membership, role and processes of the European...
Read More >
30th Jul

Popular documents