This Resource Note outlines the main provisions of Chapter 5 of the disclosure guidance and transparency rules (DTR 5), which deals with the notification obligations of holders and issuers of interests in voting rights in an issuer whose shares are admitted to trading on a regulated or prescribed market in the United Kingdom. It highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, DTR 5.

Materials covered in this Resource Note include, where relevant:

1. •

   the Financial Conduct Authority (FCA) Handbook

2. •

   FCA Guidance in the FCA Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

3. •

   FCA consultation papers, discussion papers, policy statements, feedback statements and warnings

4. •

   Primary Market Bulletins and other FCA publications

5. •

   former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

6. •

   assimilated EU legislation

7. •

   EU Directives and EU Regulations, where still relevant to the interpretation of a provision