Main Market resources

Main Market resources guidance:

Last updated September 2019 Tracker overview This Disclosure Guidance and Transparency Rules Sourcebook (DTR) tracker presents a summary of recent and proposed...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of...

Practice Note

This Resource Note outlines the main provisions of Chapter 4 of the Disclosure Guidance and Transparency Rules (DTR 4), which deals with the periodic financial reporting...

Practice Note

This Resource Note outlines the main provisions of Chapter 5 of the Disclosure Guidance and Transparency Rules (DTR 5), which deals with the notification obligations of...

Practice Note

This Market Tracker Trend Report 'Trends in UK Equity Capital Markets 2016' provides an insight into the dynamics and trends of equity capital markets activity in the UK...

Practice Note

This Market Tracker trend report, Trends in UK Equity Capital Markets, examines the current dynamics of ECM activity in respect of IPOs and secondary fundraisings on both...

Practice Note

Market Tracker’s annual report on Trends in UK Equity Capital Markets reviews ECM activity in respect of IPOs and secondary fundraisings on both the Main Market and AIM....

Practice Note

This Market Tracker Trend Report provides an insight into the dynamics and trends of equity capital markets activity in the UK for the period Q4 2013–Q3 2014. It outlines...

Practice Note

Brexit impact The operation of the UK listing and prospectus regime may be affected by Brexit. In particular for the purposes of this note, changes to reflect the UK’s...

Practice Note

The principal role of the Financial Services and Markets Act 2000 (FSMA 2000) was to establish and transfer power to the Financial Services Authority (FSA) following the...

Practice Note

Last updated September 2019 Tracker overview This Listing Rules (LR) tracker presents a summary of recent and proposed legislative and regulatory developments as well as...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of,...

Practice Note

This Resource Note highlights relevant materials, commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the...

Practice Note

Market Abuse Regulation—background and purpose This Practice Note explains the key features of Regulation (EU) 596/2014 (the Market Abuse Regulation), which repealed and...

Practice Note

Market Abuse Regulation level 2 and 3 measures The purpose of this Practice Note is to provide an overview of the technical standards, technical advice and guidelines...

Practice Note

What is the objective of the Market Abuse Regulation? The Market Abuse Regulation (EU) 596/2014 (Market Abuse Regulation) introduced an updated and strengthened EU market...

Practice Note

The Market Abuse Directive 2003/6/EC (MAD) entered into force on 12 April 2003 and established an European Union (EU) wide regime for dealing with insider trading and...

Practice Note

Since 2007, the Markets in Financial Instruments Directive (MiFID) had increased competition and innovation, leading to better services and protection for investors in...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note

On 21 July 2019, the Prospectus Regulation (EU) 2017/1129 became fully applicable in EU member states and the Prospectus Directive was repealed. The Prospectus Regulation...

Practice Note