IPO

IPO guidance:

The allotment of shares and issue of shares is governed by statute and the applicable statutory provisions differ according to the type of company that is proposing the...

Practice Note

The Companies Act [1948 OR 1985 OR 2006] Public company limited by shares Articles of association of [insert name] PLC [(adopted by special resolution passed on [date])]...

Precedents

Company number: [insert company number] Registered in [insert country of registration] [insert company name] [plc OR limited] Minutes of a meeting of the [committee of...

Precedents

Company number: [insert number] Registered in [insert country of registration] [insert company name] [Limited OR Plc] Minutes of a meeting of the board of directors (the...

Precedents

Company number: [insert company number] Registered in [insert country of registration] [insert company name][limited OR PLC] Minutes of a meeting of [a committee of] the...

Precedents

Company number: [insert number] Registered in [insert country of registration] [insert company name] [PLC OR LIMITED] Minutes of a meeting of[ a committee of] the board...

Precedents

Company number: [insert number] [insert company name] Limited Minutes of a meeting of the board of directors (the Meeting) of [insert full name of company] (the Company)...

Precedents

At 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a ratified Withdrawal Agreement between the UK and the EU....

Practice Note

Having established the existence of a ‘professional’ who may owe duties to their client, it is then necessary to consider the bases on which such duties may be founded....

Practice Note

[Print on letterhead of reporting accountants] The Directors [insert name and address of company] and [insert name and address of sponsor] [insert date] Dear [insert...

Precedents

Produced in partnership with Sebastian Orton of Jones Day [On headed notepaper of company] Strictly private and confidential To: [insert sponsor name] [insert sponsor...

Precedents

Produced in partnership with Sebastian Orton of Jones Day [On headed notepaper of solicitor] Strictly private and confidential To: [insert sponsor name] [insert sponsor...

Precedents

[Print on letterhead of adviser/expert] The Directors [Insert name and address of company] [Insert date] Dear [insert text] [Insert name of company] (the Company):...

Precedents

This precedent memorandum sets out the procedures to be followed by a listed company and its subsidiaries in relation to dealings in company securities. The purpose of...

Precedents

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see Practice Note:...

Precedents

Private and confidential [Insert company name] (the Company) Introduction Director's questionnaire For completion by [insert date]. This questionnaire has been prepared...

Precedents

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see Practice Note:...

Precedents

This Market Tracker Trend Report 'Trends in UK Equity Capital Markets 2016' provides an insight into the dynamics and trends of equity capital markets activity in the UK...

Practice Note

This Market Tracker trend report, Trends in UK Equity Capital Markets, examines the current dynamics of ECM activity in respect of IPOs and secondary fundraisings on both...

Practice Note

Market Tracker’s annual report on Trends in UK Equity Capital Markets reviews ECM activity in respect of IPOs and secondary fundraisings on both the Main Market and AIM....

Practice Note

This Market Tracker Trend Report provides an insight into the dynamics and trends of equity capital markets activity in the UK for the period Q4 2013–Q3 2014. It outlines...

Practice Note

Brexit impact The operation of the UK listing and prospectus regime may be affected by Brexit. In particular for the purposes of this note, changes to reflect the UK’s...

Practice Note

The Financial Services and Markets Act 2000 (FSMA 2000) creates a range of criminal and civil/regulatory offences. For further information on civil/regulatory breaches...

Practice Note

[Print on letterhead of reporting accountants] The Directors [Insert name and address of company] and [Insert name and address of sponsor] [Insert date] Dear [insert...

Precedents

Click here to download the latest Initial Public Offerings 2020 report, published by Getting the Deal Through. Jurisdictions covered The following jurisdictions are...

Practice Note

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be treated by the EU as a...

Practice Note

This Practice Note considers the obligation of an issuer who issues or proposes to issue financial instruments which are within the scope of the Market Abuse Regulation...

Practice Note

What is an intention to float announcement? Produced in partnership with Louise Wolfson. An intention to float announcements (ITF) is generally the first announcement to...

Practice Note

Contract Where a contract is made by two or more parties it may contain a promise or obligation made by two or more of those parties. Any such promise may be: • joint •...

Practice Note

When acting on a corporate transaction (transaction) a professional adviser, eg financial adviser, solicitor, accountant etc, will enter into a letter of engagement with...

Practice Note