DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
Published by a LexisNexis Corporate expert
Practice notesDTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
Published by a LexisNexis Corporate expert
Practice notes
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapters 1, 1A, 1B and 1C of the Disclosure Guidance and Transparency Rules: DTR1, DTR 1A, DTR 1B and DTR 1C respectively.
Materials covered in this Resource Note include, where relevant:
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the Financial Conduct Authority (FCA) Handbook
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FCA guidance in its Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)
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FCA consultation papers, discussion papers, policy statements, feedback statements and warnings
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Primary Market Bulletins and other FCA publications
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former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision
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assimilated EU legislation
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EU Directives and EU Regulations, where relevant to interpretation of a provision
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Lexis+® UK analysis and resources
Setting the scene
What is covers: DTR 1 introduces the Disclosure Guidance, detailing its application and purpose; DTR 1A introduces the transparency
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Jurisdiction(s):
United Kingdom
Related legal acts:
Key definition:
Disclosure Guidance definition
What does Disclosure Guidance mean?
Guidance set out in the fca’s dtrs relating to the disclosure and control of inside information and transactions by persons discharging managerial responsibilities. Part of the continuing obligations regime.
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