DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction

The following Corporate practice note provides comprehensive and up to date legal information covering:

  • DTR Resource Note—DTR 1, DTR 1A, DTR 1B and DTR 1C—Introduction
  • Index
  • Setting the scene
  • Brexit impact
  • DTR 1, DTR 1A, DTR 1B and DTR 1C—Introductions
  • Interaction with the Listing Principles
  • Implementation of Regulation (EU) 596/2014 (the Market Abuse Regulation)
  • DTR 1.3—Information gathering and publication
  • DTR 1.3.3 R—FCA may require the publication of information
  • DTR 1.3.4 R—Misleading information not to be published
  • More...

This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the application of, Chapters 1, 1A, 1B and 1C of the Disclosure Guidance and Transparency Rules DTR1, DTR 1A, DTR 1B and DTR 1C respectively).

Materials covered in this Resource Note include, where relevant:

  1. the Financial Conduct Authority (FCA) Handbook

  2. FCA Guidance in the FCA Knowledge Base—Procedural notes and Technical notes (which constitute formal guidance and are binding on the FCA)

  3. FCA consultation papers, discussion papers and policy, feedback statements and warnings

  4. Primary Market Bulletins and other publications of the FCA

  5. former UKLA technical and procedural notes and the UKLA's newsletter List!, where still relevant to the interpretation or application of a provision

  6. EU Directives and directly applicable EU Regulations

  7. Lexis PSL and LexisLibrary resources

Index

DTR 1—Setting the scene

DTR 1, DTR 1A, DTR 1B and DTR 1C—Introductions

DTR 1.3 R—Information gathering and publication

Setting the scene

FCA Handbook link to DTR 1, DTR 1A, DTR 1B and DTR 1C DTR 1, DTR 1A, DTR 1B and DTR 1C
What it coversDTR 1 introduces the Disclosure Guidance, detailing their application and purpose, how the FCA may modify the rules, gather and publish information, take action in the case of non-compliance with a disclosure rule and the fees payable.
DTR 1A introduces the transparency rules detailing

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