Regulation of capital markets

This subtopic contains the following documents:

EU Market Abuse Regime

Practice Notes

  1. FLASHCARD—instruments in scope of EU Market Abuse Regulation—this FLASHCARD lists the instruments which are within the scope of Regulation (EU) 596/2014 (the EU Market Abuse Regulation)

  2. EU Market Abuse Regulation—unlawful disclosure of inside information and market soundings—quick guide—this Practice Note provides a quick guide to the unlawful disclosure of inside information provisions the EU Market Abuse Regulation and covers: (1) the types of information that are inside information under the EU Market Abuse Regulation, (2) when disclosure of inside information is unlawful under the EU Market Abuse Regulation, and (3) when it is permitted to disclose inside information in the course of a market sounding

  3. EU Market Abuse Regulation (MAR)—essentials—this Practice Note explains the key features of the EU Market Abuse Regulation and covers: (1) purpose of the EU Market Abuse Regulation, (2) the definition of market abuse, (3) instruments within the scope of the EU Market Abuse Regulation, (4) notifications and lists of financial instruments, (5) exemptions for stabilisation and buy-back programmes, (6) exemption for monetary

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