Financial services regulation essentials

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Practice notes
Bank Recovery and Resolution Directive (BRRD)—essentialsThis Practice Note gives a general overview of the Bank Recovery and Resolution Directive...
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11th Jun
Practice notes
EMIR—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as applicable, and...
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8th Jun
Practice notes
Central Securities Depositories Regulation—essentialsThis Practice Note provides information on the Central Securities Depositories Regulation (EU)...
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8th Jun
Practice notes
Money Laundering Directive 4 (MLD4)—essentials MLD4, MLD5 and related EU measuresThe Fourth Money Laundering Directive (EU) 2015/849 (MLD4) was...
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8th Jun
Practice notes
Solvency II—essentialsSolvency II—overviewSolvency II is a framework for the taking-up of business and supervision of insurance and reinsurance...
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5th Jun
Practice notes
Interchange Fee Regulation—essentialsBREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact...
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5th Jun
Practice notes
Mortgage Credit Directive (MCD)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Practice notes
AIFMD—essentialsThis Practice Note explores key elements of the Alternative Investment Fund Managers Directive (Directive 2011/61/EU) (AIFMD),...
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5th Jun
Practice notes
Securities Financing Transactions Regulation (SFTR)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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5th Jun
Practice notes
Money Market Funds Regulation—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Practice notes
Packaged Retail and Insurance-based Investment Products (PRIIPs)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end...
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5th Jun
Practice notes
Benchmarks Regulation—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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5th Jun
Practice notes
Undertakings for Collective Investment in Transferable Securities (UCITS)—essentials BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
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5th Jun
Practice notes
Payment Accounts Directive—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Jeanette Burgess of Walker Morris 5th Jun
Practice notes
Market Abuse Regulation (MAR)—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation,...
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5th Jun
Practice notes
The regulation of payment services providers—essentialsScope of this Practice NoteThis Practice Note provides an overview, and highlights the key...
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5th Jun
Practice notes
MiFID I, MiFID II and MiFIR—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Practice notes
Second Wire Transfer Regulation (EU WTR2 and UK WTR2)—essentialsThe Second Wire Transfer Regulation (EU) 2015/847 (WTR2), also known as the Funds...
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5th Jun
Practice notes
Bank Recovery and Resolution Directive (BRRD)—technical standards and guidelinesThe Bank Recovery and Resolution Directive 2014/59/EU (BRRD)...
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Produced in partnership with DLA Piper 5th Jun
Practice notes
CRD IV—essentialsThis Practice Note introduces key concepts in the EU’s package of prudential measures, the Capital Requirements Directive IV...
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5th Jun

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