Financial services regulation essentials

This subtopic provides an overview of EU financial services regulation. It is aimed at lawyers who need a high level overview of the legal framework and key issues, and who are not specialised in Financial Services. For in-depth practical guidance on Financial Services, see the Financial Services practice area (subject to subscription).

Introductory material

  1. Practice Note Introduction to European financial services law and financial services coverage is an informal brief introduction to EU financial services law, describing the regulatory regime through brief guidance and by means of multiple links to relevant material, mainly hosted on the EU website and on the websites of other international institutions and of the UK government. There are also multiple relevant links to commentary and analysis provided by the EU Law module

  2. Practice Note An introduction to regulatory arbitrage in financial services defines and describes regulatory arbitrage. It focuses on the problem in the financial services sector in the EU. It gives examples of regulatory arbitrage and discusses how the regulatory regime responds

  3. Practice Note Remuneration issues in EU financial services and insurance—essentials discusses the EU remuneration

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Latest EU Law News

EU Law weekly highlights—13 November 2025

This week's edition of EU Law weekly highlights includes analysis that the Council of the EU reimposed a comprehensive set of restrictive measures against Iran. In addition this week, the European Commission announced that 21 European airlines agreed to modify their practices regarding environmental claims, opened an antitrust investigation to assess whether Deutsche Börse and Nasdaq breached EU competition rules, the European Data Protection Board adopted an opinion on the Commission’s draft adequacy decision on the level of protection of personal data in Brazil, launched a public consultation seeking input on which ready-to-use templates on the EU General Data Protection Regulation compliance, the Commission welcomed the judgment of the Court of Justice on Adequate Minimum Wages Directive, the European Parliament’s Committee on Employment and Social Affairs has urged the Commission to propose legislation regulating the use of algorithmic management, the Commission published its 2025 State of the Energy Union and Climate Progress Reports, launched a call for participants in a Multi-Stakeholder Forum on Internet Standards Deployment, launched work on a code of practice for the marking and labelling of AI-generated content, the 30th Conference of the Parties (COP30) of the UN Framework Convention on Climate Change officially began, the Council of the EU reached an agreement to amend the European Climate Law, the Council and Parliament reached a provisional agreement on the CountEmissionsEU proposal and on the simplification of the Common Agricultural Policy.

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