EU regulatory issues—debt capital markets

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Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert full name of borrower]1We refer to...
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19th May
Practice notes
European PIK loan facilitiesThis Practice Note provides information on European PIK loan facilities (PIK facilities). It discusses:•the key features...
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Produced in partnership with Susan Whitehead, Consultant at Hogan Lovells and Penny Angell, Partner at Hogan Lovells 19th May
Practice notes
Introduction to fund finance—capital call facilitiesThis Practice Note discusses:•what is meant by capital call facilities, NAV, or asset backed...
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Produced in partnership with Leon Stephenson of Reed Smith 19th May
Practice notes
Increased costsThis Practice Note considers the costs that a lender will incur when providing funding to a borrower and the steps that it will take...
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19th May
Practice notes
Perfecting securityIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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19th May
Practice notes
Synthetic securitisationsWhat is a securitisation?Securitisation is a technique used to finance the ownership or sale of types of assets that would...
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19th May
Practice notes
Bilateral, syndicated and club arrangementsOne of the features used to categorise loans is the number of lenders involved. A loan involving one lender...
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19th May
Practice notes
Pre-export finance—key terms in the facility agreementPre-export finance (PXF) is an established structure used to provide finance to producers of...
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Produced in partnership with Dentons 19th May
Practice notes
Derivatives—ISDA documentation frameworkThe International Swaps and Derivatives Association, Inc. (ISDA) is an association for participants in the...
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19th May
Practice notes
The facility agentThis Practice Note covers the duties and role of the facility agent (defined in the Loan Market Association (LMA) documentation as...
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19th May
Precedents
This Deed of guarantee and indemnity is made on [insert day and month] 20[insert year]Parties1[Insert name of Guarantor], a company incorporated in...
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19th May
Practice notes
Transferring a loan by equitable assignmentAssignment is a means by which a lender can transfer its interest in a loan to another lender.For an...
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19th May
Precedents
[TO BE PRINTED ON THE HEADED PAPER OF THE LENDER][insert name and address of borrower][insert date]Dear [insert full name of borrower]We offer to...
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19th May
Practice notes
Loan Market Association (LMA)—news on documentation [Archived]This Practice Note is an archive of news from the Loan Market Association (LMA) on LMA...
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19th May
Practice notes
Crystallisation of floating chargesThe key feature of a floating charge is that, until it crystallises, the chargor is entitled to deal with the...
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19th May
Precedents
[To be printed on the headed paper of the lender][insert date]To:[insert name and address of borrower]Dear [insert name of borrower],We are pleased to...
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19th May

Most recent EU regulatory issues—debt capital markets content

Practice notes
Stabilisation—from 3 July 2016 (Market Abuse Regulation)This Practice Note considers the nature and purpose of stabilisation, the process of...
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12th Aug
Practice notes
DTR Resource Note—DTR 2—Disclosure and control of inside information by issuersThis Resource Note highlights relevant commentary, analysis and...
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12th Aug
Practice notes
Transparency Directive trackerLast updated March 2021Tracker overviewThis Transparency Directive tracker presents recent legislative and regulatory...
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12th Aug
Practice notes
DTR Resource Note—DTR 4—Periodic Financial ReportingThis Resource Note outlines the main provisions of Chapter 4 of the Disclosure Guidance and...
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12th Aug
Practice notes
DTR Resource Note—DTR 3—Transactions by persons discharging managerial responsibilities and their connected personsThis Resource Note highlights...
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12th Aug
Practice notes
The Transparency DirectiveThis Practice Note provides an overview of the implementation of and key changes introduced by the EU Transparency Directive...
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Produced in partnership with Mr Darragh Connell of Forum Chambers 12th Aug
Practice notes
EU Prospectus Regulation trackerLast updated July 2021Tracker overviewThis tracker summarises legislative and regulatory developments from 2001 to the...
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12th Aug
Practice notes
The regulation of crowdfunding platforms—essentialsScope of this Practice NoteThis Practice Note discusses the regulatory issues faced by crowdfunding...
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12th Aug
Practice notes
Benchmarks Regulation—one minute guideThis Practice Note provides high-level guidance on Regulation (EU) 2016/1011 (OJ L 171/1) (the EU Benchmarks...
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11th Aug
Practice notes
Securities Financing Transactions Regulation (SFTR)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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11th Aug
Practice notes
What are regulated activities?Under the general prohibition a person cannot carry out a regulated activity, or purport to carry out a regulated...
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11th Aug
Practice notes
Regulatory regime for credit rating agenciesIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK...
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11th Aug
Practice notes
The UK implementation of the Market Abuse RegulationBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 11th Aug
Practice notes
Financial Services and Markets Act 2000—essentialsThe principal role of the Financial Services and Markets Act 2000 (FSMA 2000) was to establish and...
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11th Aug
Practice notes
The Prospectus Directive and the debt capital markets—introduction [Archived]BREXIT: As of 31 January 2020, the UK is no longer an EU Member State,...
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10th Aug
Practice notes
The Prospectus Directive and the debt capital markets—approval of prospectuses and single passport [Archived]BREXIT: As of 31 January 2020, the UK is...
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10th Aug
Q&As
Is there any guidance on the aggregation principle in relation to the €5m prospectus exemption?As set out in our Practice Note: The Prospectus...
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10th Aug
Practice notes
The Prospectus Regulation—level 2 and level 3 measuresProspectus Regulation—Level 2 measuresThe tables below lists Commission Delegated Regulations...
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3rd Aug
Practice notes
The Capital Markets UnionIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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3rd Aug
Practice notes
The Prospectus Regulation—prospectus format and contentsIn this Practice Note, links are given to the relevant provisions of EU and/or UK legislation,...
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3rd Aug

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