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New FCA regime will emphasise individual accountability

New FCA regime will emphasise individual accountability
Published on: 17 June 2019
Published by: Law360
  • New FCA regime will emphasise individual accountability
  • Changes Introduced by the SMCR
  • Extraterritoriality
  • What Should Firms Do?

Article summary

Law 360: From 9 December 2019, all Financial Conduct Authority (FCA) solo-regulated firms, as well as European Economic Area (EEA) and third-country branches will be subject to the Senior Managers and Certification Regime (SMCR) which will replace the current FCA Approved Persons Regime (APR). or take a trial to read the full analysis.

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