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FCA and PRA fine CGML for trading systems and controls failures

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Published on: 22 May 2024
Published by LNB News

LNB News 22/05/2024

Document Information

Issue Date: 22 May 2024

Published Date: 22 May 2024

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined Citigroup Global Markets Limited (CGML) £27,766,200 and £33,880,000 respectively, for failures in its trading systems and controls.

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Jurisdiction(s):
England, Northern Ireland, Scotland and Wales

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