Finance

Finance guidance:

The Financial Industry Regulation Authority (FINRA) has two Codes of Arbitration Procedure: • the Code of Arbitration Procedure for Customer Disputes (the Customer Code...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Customer Code The Finance Industry Regulatory Authority (FINRA) has two Codes of Arbitration Procedure. One of them is the Code of Arbitration Procedure for Customer...

Practice Note

The Industry Code The Finance Industry Regulatory Authority (FINRA) has two Codes of Arbitration Procedure. One of them is the Code of Arbitration Procedure for Industry...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulation Authority (FINRA) has two Codes of Arbitration Procedure: • the Code of Arbitration Procedure for Customer Disputes (the Customer Code...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body overseeing the US securities industry. As part of its role, FINRA operates the...

Practice Note

The P.R.I.M.E. arbitration rules (the P.R.I.M.E. rules) make provision for the appointment process of a three person arbitral tribunal, a sole arbitrator and any other...

Practice Note

Section IV of the P.R.I.M.E. Finance Arbitration Rules (the P.R.I.M.E. rules) mirrors the UNCITRAL arbitration rules in addressing the form and effect of arbitral awards,...

Practice Note

The P.R.I.M.E. Finance Arbitration Rules were revised in early 2016 (with the second edition dated 9 February 2016). The revised rules are available here and this...

Practice Note

The P.R.I.M.E. Finance Arbitration Rules were revised in early 2016 (with the second edition dated 9 February 2016). The revised rules are available here and this...

Practice Note

The P.R.I.M.E Finance Arbitration Rules were revised in early 2016 (with the second edition dated 9 February 2016). The revised rules are available here and this Practice...

Practice Note

The P.R.I.M.E. Finance arbitration rules (the P.R.I.M.E. rules) are a customised version of the UNCITRAL rules and this is intended to provide a level of familiarity and...

Practice Note

The P.R.I.M.E. Finance Arbitration Rules were revised in early 2016 (with the second edition dated 9 February 2016). The revised rules are available here and this...

Practice Note

The P.R.I.M.E. Finance Arbitration Rules were revised in early 2016 (with the second edition dated 9 February 2016). The revised rules are available here and this...

Practice Note

The Arbitration Institute of the Stockholm Chamber of Commerce (SCC)-International Swaps and Derivatives Association (ISDA) model clause for the SCC Arbitration Rules...

Practice Note